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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
201 PHILIP MORRIS INTL INC 12,657 1,160 0.39%
202 PHILLIPS 66 9,654 834 0.28%
203 PIMCO CA MUNICIPAL INCOME FD 14,406 227 0.08%
204 PIMCO CALIF MUN INCOME FD II 14,134 130 0.04%
205 PIMCO CORPORATE INCM STRG 46,852 691 0.23%
206 PIMCO CORPORATE INCOME OPP 115,858 1,658 0.55%
207 PIMCO ETF TR 9,500 498 0.17%
208 PIMCO HIGH INCOME FD 13,386 123 0.04%
209 PIMCO INCOME OPPORTUNITY FD 14,975 346 0.12%
210 PIMCO STRATEGIC INCOME FD 48,127 423 0.14%
211 PINNACLE FOODS INC DEL 6,699 355 0.12%
212 PIONEER HIGH INCOME TR 102,224 1,044 0.35%
213 PNC FINL SVCS GROUP INC 2,082 243 0.08%
214 POWERSHARES ETF TR II 27,718 394 0.13%
215 POWERSHARES ETF TR II 51,960 1,294 0.43%
216 POWERSHARES ETF TR II 5,714 224 0.07%
217 POWERSHARES ETF TR II 12,948 536 0.18%
218 POWERSHARES ETF TRUST 15,320 274 0.09%
219 POWERSHARES ETF TRUST 29,853 2,967 0.99%
220 POWERSHARES ETF TRUST II 71,240 1,663 0.55%
221 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 7,939 332 0.11%
222 POWERSHARES QQQ TRUST 39,622 4,695 1.57%
223 PPL CORP 28,619 978 0.33%
224 PRICE T ROWE GROUP INC 8,996 679 0.23%
225 PRINCIPAL FIN GROUP 5,459 315 0.11%
226 PROCTER AND GAMBLE CO 21,593 1,817 0.61%
227 PROSHARES TR 3,833 206 0.07%
228 PROSPECT CAPITAL CORPORATION 10,000 10 0.00% PRN
229 PRUDENTIAL FINL INC 6,020 622 0.21%
230 PUBLIC SVC ENTERPRISE GRP IN 5,447 239 0.08%
231 QUALCOMM INC 8,434 550 0.18%
232 REALTY INCOME CORP 5,290 305 0.10%
233 REYNOLDS AMERICAN INC 13,436 755 0.25%
234 ROPER TECHNOLOGIES INC 1,258 233 0.08%
235 ROYAL DUTCH SHELL PLC 8,547 497 0.17%
236 ROYAL DUTCH SHELL PLC 7,970 433 0.14%
237 RYDEX ETF TRUST 2,587 216 0.07%
238 RYDEX ETF TRUST 13,735 1,189 0.40%
239 SCHLUMBERGER LTD 5,488 457 0.15%
240 SCHWAB CHARLES CORP 8,658 342 0.11%
241 SCHWAB EMERGING MARKETS EQUITY ETF 10,339 223 0.07%
242 SCHWAB INTERNATIONAL EQUITY ETF 22,417 619 0.21%
243 SCHWAB U.S. LARGE-CAP VALUE ETF 14,515 698 0.23%
244 SCHWAB US AGGREGATE BOND ETF 35,912 1,848 0.62%
245 SELECT SECTOR SPDR TR 6,396 329 0.11%
246 SELECT SECTOR SPDR TR 12,342 849 0.28%
247 SELECT SECTOR SPDR TR 3,447 279 0.09%
248 SELECT SECTOR SPDR TR 11,901 905 0.30%
249 SELECT SECTOR SPDR TR 17,657 409 0.14%
250 SELECT SECTOR SPDR TR 4,379 269 0.09%
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