| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 347,730 | 5,452,000 | 34.43% | ||
| 2 | MORGAN STANLEY | 111,016 | 1,741,000 | 10.99% | ||
| 3 | LPL Financial LLC | 75,568 | 1,184,000 | 7.48% | ||
| 4 | TIEDEMANN ADVISORS, LLC | 73,079 | 1,146,000 | 7.24% | ||
| 5 | Van Hulzen Asset Management, LLC | 53,569 | 840,000 | 5.30% | ||
| 6 | Mechanics Bank Trust Department | 47,250 | 741,000 | 4.68% | ||
| 7 | SEARLE & CO. | 40,000 | 627,000 | 3.96% | ||
| 8 | WELLS FARGO & COMPANY/MN | 36,484 | 572,000 | 3.61% | ||
| 9 | UBS Group AG | 33,755 | 529,000 | 3.34% | ||
| 10 | Commonwealth Equity Services, Inc | 29,645 | 465,000 | 2.94% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 29,396 | 461,000 | 2.91% | ||
| 12 | ADVISOR GROUP, INC. | 22,613 | 355,000 | 2.24% | ||
| 13 | CITIGROUP INC | 20,639 | 324,000 | 2.05% | ||
| 14 | MONETA GROUP INVESTMENT ADVISORS LLC | 15,000 | 235,000 | 1.48% | ||
| 15 | CETERA INVESTMENT ADVISERS | 14,406 | 227,000 | 1.43% | ||
| 16 | HCR WEALTH ADVISORS | 12,850 | 201,000 | 1.27% | ||
| 17 | Granite Investment Partners, LLC | 12,108 | 190,000 | 1.20% | ||
| 18 | IFP ADVISORS, INC | 10,914 | 171,000 | 1.08% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,675 | 152,000 | 0.96% | ||
| 20 | Montecito Bank & Trust | 4,948 | 78,000 | 0.49% | ||
| 21 | Creative Planning | 2,530 | 40,000 | 0.25% | ||
| 22 | Apriem Advisors | 2,373 | 37,000 | 0.23% | ||
| 23 | D.A. DAVIDSON & CO. | 1,617 | 25,000 | 0.16% | ||
| 24 | MSI Financial Services Inc | 1,145 | 18,000 | 0.11% | ||
| 25 | SOWELL FINANCIAL SERVICES LLC | 880 | 14,000 | 0.09% | ||
| 26 | ROYAL BANK OF CANADA | 502 | 8,000 | 0.05% | ||
| 27 | NORTHERN TRUST CORP | 15,000 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
