| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 401,355 | 5,361,000 | 28.27% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 340,313 | 4,546,000 | 23.98% | ||
| 3 | WELLS FARGO & COMPANY/MN | 105,863 | 1,414,000 | 7.46% | ||
| 4 | NEWGATE CAPITAL MANAGEMENT LLC | 103,511 | 1,383,000 | 7.29% | ||
| 5 | ROYAL BANK OF CANADA | 86,526 | 1,156,000 | 6.10% | ||
| 6 | Invesco Ltd. | 78,264 | 1,046,000 | 5.52% | ||
| 7 | GOLDMAN SACHS GROUP INC | 59,622 | 797,000 | 4.20% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 46,680 | 623,000 | 3.29% | ||
| 9 | UBS AG | 45,171 | 603,000 | 3.18% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 23,597 | 315,000 | 1.66% | ||
| 11 | B. Riley Wealth Advisors, Inc. | 22,263 | 297,000 | 1.57% | ||
| 12 | Horizon Kinetics LLC | 19,610 | 262,000 | 1.38% | ||
| 13 | AMERIPRISE FINANCIAL INC | 18,374 | 245,000 | 1.29% | ||
| 14 | LPL Financial LLC | 14,565 | 195,000 | 1.03% | ||
| 15 | CREDIT SUISSE AG/ | 14,000 | 187,000 | 0.99% | ||
| 16 | SHUFRO ROSE & CO LLC | 13,500 | 180,000 | 0.95% | ||
| 17 | CITIGROUP INC | 5,702 | 77,000 | 0.41% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 5,000 | 66,800 | 0.35% | ||
| 19 | Lehman Financial Resources, Inc. | 3,904 | 52,000 | 0.27% | ||
| 20 | COMMUNITY FINANCIAL SYSTEM, INC. | 3,835 | 51,000 | 0.27% | ||
| 21 | M&T BANK CORP | 3,050 | 41,000 | 0.22% | ||
| 22 | Evercore Wealth Management, LLC | 1,650 | 22,000 | 0.12% | ||
| 23 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.09% | PRN | |
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 961 | 12,000 | 0.06% | ||
| 25 | Tower Research Capital LLC (TRC) | 425 | 6,000 | 0.03% | ||
| 26 | DEUTSCHE BANK AG\ | 386 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
