| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 693,779 | 9,484,000 | 41.96% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 245,071 | 3,350,000 | 14.82% | ||
| 3 | ROYAL BANK OF CANADA | 132,929 | 1,817,000 | 8.04% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 112,434 | 1,537,000 | 6.80% | ||
| 5 | WELLS FARGO & COMPANY/MN | 111,623 | 1,526,000 | 6.75% | ||
| 6 | Invesco Ltd. | 77,578 | 1,060,000 | 4.69% | ||
| 7 | UBS Group AG | 72,970 | 998,000 | 4.42% | ||
| 8 | B. Riley Wealth Advisors, Inc. | 34,267 | 469,000 | 2.08% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 17,000 | 232,000 | 1.03% | ||
| 10 | Laurion Capital Management LP | 15,642 | 214,000 | 0.95% | ||
| 11 | Horizon Kinetics LLC | 14,590 | 199,000 | 0.88% | ||
| 12 | AMERIPRISE FINANCIAL INC | 14,463 | 198,000 | 0.88% | ||
| 13 | CREDIT SUISSE AG/ | 14,000 | 191,000 | 0.85% | ||
| 14 | DEUTSCHE BANK AG\ | 13,465 | 183,000 | 0.81% | ||
| 15 | USCA RIA LLC | 13,000 | 178,000 | 0.79% | ||
| 16 | LPL Financial LLC | 12,251 | 169,000 | 0.75% | ||
| 17 | Private Advisor Group, LLC | 12,185 | 167,000 | 0.74% | ||
| 18 | SHUFRO ROSE & CO LLC | 11,800 | 161,000 | 0.71% | ||
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,308 | 100,000 | 0.44% | ||
| 20 | Klingman & Associates, LLC | 7,285 | 99,000 | 0.44% | PRN | |
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 82,000 | 0.36% | ||
| 22 | Community Bank, N.A. | 3,835 | 52,000 | 0.23% | ||
| 23 | CITIGROUP INC | 3,197 | 44,000 | 0.19% | ||
| 24 | Hurley Capital, LLC | 2,069 | 28,904 | 0.13% | ||
| 25 | Evercore Wealth Management, LLC | 1,650 | 23,000 | 0.10% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.08% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 13,000 | 0.06% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 424 | 6,000 | 0.03% | ||
| 29 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% | ||
| 30 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
