| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 681,148 | 9,570,000 | 40.49% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 270,355 | 3,799,000 | 16.07% | ||
| 3 | ROYAL BANK OF CANADA | 124,515 | 1,749,000 | 7.40% | ||
| 4 | WELLS FARGO & COMPANY/MN | 124,081 | 1,743,000 | 7.37% | ||
| 5 | Invesco Ltd. | 98,583 | 1,385,000 | 5.86% | ||
| 6 | GOLDMAN SACHS GROUP INC | 59,617 | 838,000 | 3.55% | ||
| 7 | UBS Group AG | 56,542 | 795,000 | 3.36% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 24,022 | 338,000 | 1.43% | ||
| 9 | DOLIVER ADVISORS, LP | 23,048 | 334,000 | 1.41% | ||
| 10 | Private Advisor Group, LLC | 23,685 | 333,000 | 1.41% | ||
| 11 | B. Riley Wealth Advisors, Inc. | 22,263 | 313,000 | 1.32% | ||
| 12 | TFS CAPITAL LLC | 21,429 | 301,000 | 1.27% | ||
| 13 | AMERIPRISE FINANCIAL INC | 19,727 | 277,000 | 1.17% | ||
| 14 | DEUTSCHE BANK AG\ | 15,544 | 217,000 | 0.92% | ||
| 15 | CREDIT SUISSE AG/ | 14,000 | 197,000 | 0.83% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 13,500 | 190,000 | 0.80% | ||
| 17 | SHUFRO ROSE & CO LLC | 13,300 | 186,000 | 0.79% | ||
| 18 | USCA RIA LLC | 13,000 | 183,000 | 0.77% | ||
| 19 | LPL Financial LLC | 12,251 | 172,000 | 0.73% | ||
| 20 | Curi Capital, LLC | 11,153 | 157,000 | 0.66% | ||
| 21 | PINNACLE ASSOCIATES LTD | 10,105 | 142,000 | 0.60% | ||
| 22 | Klingman & Associates, LLC | 7,285 | 102,000 | 0.43% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 84,300 | 0.36% | ||
| 24 | Lehman Financial Resources, Inc. | 3,904 | 55,000 | 0.23% | ||
| 25 | Community Bank, N.A. | 3,835 | 54,000 | 0.23% | ||
| 26 | CITIGROUP INC | 3,208 | 45,000 | 0.19% | ||
| 27 | Evercore Wealth Management, LLC | 1,650 | 23,000 | 0.10% | ||
| 28 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.08% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 14,000 | 0.06% | ||
| 30 | MSI Financial Services Inc | 800 | 11,000 | 0.05% | ||
| 31 | Tortoise Investment Management, LLC | 709 | 10,000 | 0.04% | ||
| 32 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% | ||
| 33 | BlackRock Investment Management, LLC | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
