| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 685,245 | 9,279,000 | 43.34% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 228,127 | 3,089,000 | 14.43% | ||
| 3 | ROYAL BANK OF CANADA | 134,312 | 1,819,000 | 8.50% | ||
| 4 | WELLS FARGO & COMPANY/MN | 113,335 | 1,535,000 | 7.17% | ||
| 5 | Invesco Ltd. | 94,654 | 1,282,000 | 5.99% | ||
| 6 | UBS Group AG | 68,213 | 924,000 | 4.32% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 68,113 | 922,000 | 4.31% | ||
| 8 | B. Riley Wealth Advisors, Inc. | 30,110 | 408,000 | 1.91% | ||
| 9 | Private Advisor Group, LLC | 18,585 | 252,000 | 1.18% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 17,000 | 230,000 | 1.07% | ||
| 11 | Horizon Kinetics LLC | 14,590 | 198,000 | 0.92% | ||
| 12 | CREDIT SUISSE AG/ | 14,000 | 190,000 | 0.89% | ||
| 13 | AMERIPRISE FINANCIAL INC | 13,557 | 184,000 | 0.86% | ||
| 14 | DEUTSCHE BANK AG\ | 13,465 | 182,000 | 0.85% | ||
| 15 | USCA RIA LLC | 13,000 | 176,000 | 0.82% | ||
| 16 | SHUFRO ROSE & CO LLC | 12,800 | 173,000 | 0.81% | ||
| 17 | LPL Financial LLC | 12,251 | 168,000 | 0.78% | ||
| 18 | Klingman & Associates, LLC | 7,285 | 99,000 | 0.46% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 81,240 | 0.38% | ||
| 20 | Lehman Financial Resources, Inc. | 3,904 | 52,000 | 0.24% | ||
| 21 | Community Bank, N.A. | 3,835 | 52,000 | 0.24% | ||
| 22 | CITIGROUP INC | 3,197 | 43,000 | 0.20% | ||
| 23 | Evercore Wealth Management, LLC | 1,650 | 22,000 | 0.10% | ||
| 24 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.08% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 13,000 | 0.06% | ||
| 26 | MSI Financial Services Inc | 800 | 11,000 | 0.05% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 418 | 6,000 | 0.03% | ||
| 28 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
