| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 426,258 | 5,869,000 | 30.46% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 306,591 | 4,221,000 | 21.91% | ||
| 3 | WELLS FARGO & COMPANY/MN | 115,198 | 1,586,000 | 8.23% | ||
| 4 | ROYAL BANK OF CANADA | 97,730 | 1,346,000 | 6.99% | ||
| 5 | Invesco Ltd. | 78,644 | 1,083,000 | 5.62% | ||
| 6 | GOLDMAN SACHS GROUP INC | 59,598 | 821,000 | 4.26% | ||
| 7 | UBS AG | 51,732 | 712,000 | 3.70% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 33,788 | 465,000 | 2.41% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 28,597 | 394,000 | 2.05% | ||
| 10 | PINNACLE ASSOCIATES LTD | 27,603 | 380,000 | 1.97% | ||
| 11 | B. Riley Wealth Advisors, Inc. | 44,526 | 306,869 | 1.59% | ||
| 12 | Horizon Kinetics LLC | 21,190 | 292,000 | 1.52% | ||
| 13 | AMERIPRISE FINANCIAL INC | 18,829 | 259,000 | 1.34% | ||
| 14 | LPL Financial LLC | 17,005 | 234,000 | 1.21% | ||
| 15 | CREDIT SUISSE AG/ | 14,000 | 193,000 | 1.00% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 13,500 | 186,000 | 0.97% | ||
| 17 | SHUFRO ROSE & CO LLC | 13,500 | 185,000 | 0.96% | ||
| 18 | DEUTSCHE BANK AG\ | 11,386 | 156,000 | 0.81% | ||
| 19 | Private Advisor Group, LLC | 11,200 | 154,000 | 0.80% | ||
| 20 | CITIGROUP INC | 6,930 | 96,000 | 0.50% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 82,620 | 0.43% | ||
| 22 | Lehman Financial Resources, Inc. | 3,904 | 54,000 | 0.28% | ||
| 23 | COMMUNITY FINANCIAL SYSTEM, INC. | 3,835 | 53,000 | 0.28% | ||
| 24 | M&T BANK CORP | 3,050 | 42,000 | 0.22% | ||
| 25 | BESSEMER GROUP INC | 2,000 | 28,000 | 0.15% | ||
| 26 | Evercore Wealth Management, LLC | 1,650 | 23,000 | 0.12% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.09% | ||
| 28 | B. Riley Wealth Management, Inc. | 784 | 10,000 | 0.05% | ||
| 29 | Tortoise Investment Management, LLC | 709 | 10,000 | 0.05% | ||
| 30 | Tower Research Capital LLC (TRC) | 425 | 6,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
