| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 656,452 | 9,184,000 | 38.19% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 271,945 | 3,805,000 | 15.82% | ||
| 3 | ROYAL BANK OF CANADA | 125,946 | 1,762,000 | 7.33% | ||
| 4 | Samson Capital Advisors LLC | 107,635 | 1,506,000 | 6.26% | ||
| 5 | Invesco Ltd. | 106,528 | 1,490,000 | 6.20% | ||
| 6 | WELLS FARGO & COMPANY/MN | 104,152 | 1,457,000 | 6.06% | ||
| 7 | GOLDMAN SACHS GROUP INC | 59,661 | 835,000 | 3.47% | ||
| 8 | UBS Group AG | 51,733 | 724,000 | 3.01% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 24,019 | 336,000 | 1.40% | ||
| 10 | B. Riley Wealth Advisors, Inc. | 22,263 | 311,000 | 1.29% | ||
| 11 | AMERIPRISE FINANCIAL INC | 21,350 | 299,000 | 1.24% | ||
| 12 | Private Advisor Group, LLC | 21,050 | 294,000 | 1.22% | ||
| 13 | Horizon Kinetics LLC | 16,390 | 229,000 | 0.95% | ||
| 14 | LPL Financial LLC | 15,565 | 218,000 | 0.91% | ||
| 15 | Virtu KCG Holdings LLC | 14,920 | 209,000 | 0.87% | ||
| 16 | CREDIT SUISSE AG/ | 14,000 | 196,000 | 0.82% | ||
| 17 | SIT INVESTMENT ASSOCIATES INC | 13,500 | 189,000 | 0.79% | ||
| 18 | SHUFRO ROSE & CO LLC | 13,300 | 186,000 | 0.77% | ||
| 19 | DEUTSCHE BANK AG\ | 11,386 | 158,000 | 0.66% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 10,925 | 153,000 | 0.64% | ||
| 21 | USCA RIA LLC | 10,000 | 140,000 | 0.58% | ||
| 22 | Klingman & Associates, LLC | 7,285 | 101,000 | 0.42% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 83,940 | 0.35% | ||
| 24 | Lehman Financial Resources, Inc. | 3,904 | 55,000 | 0.23% | ||
| 25 | Community Bank, N.A. | 3,835 | 54,000 | 0.22% | ||
| 26 | CITIGROUP INC | 3,197 | 45,000 | 0.19% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.07% | ||
| 28 | Tortoise Investment Management, LLC | 709 | 10,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
