| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 746,646 | 10,013,000 | 30.38% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 426,592 | 5,725,000 | 17.37% | ||
| 3 | Fiera Capital Corp | 330,055 | 4,426,000 | 13.43% | ||
| 4 | Invesco Ltd. | 152,531 | 2,045,000 | 6.21% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 150,546 | 2,019,000 | 6.13% | ||
| 6 | WELLS FARGO & COMPANY/MN | 129,640 | 1,738,000 | 5.27% | ||
| 7 | ROYAL BANK OF CANADA | 126,441 | 1,696,000 | 5.15% | ||
| 8 | UBS Group AG | 92,640 | 1,242,000 | 3.77% | ||
| 9 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 41,785 | 560,000 | 1.70% | ||
| 10 | SG Americas Securities, LLC | 30,089 | 404,000 | 1.23% | ||
| 11 | B. Riley Wealth Advisors, Inc. | 28,239 | 379,000 | 1.15% | ||
| 12 | LPL Financial LLC | 22,185 | 297,000 | 0.90% | ||
| 13 | Private Advisor Group, LLC | 21,800 | 293,000 | 0.89% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 21,325 | 286,000 | 0.87% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 17,000 | 228,000 | 0.69% | ||
| 16 | SHUFRO ROSE & CO LLC | 16,000 | 215,000 | 0.65% | ||
| 17 | Squarepoint Ops LLC | 15,400 | 207,000 | 0.63% | ||
| 18 | CITIGROUP INC | 14,939 | 200,000 | 0.61% | ||
| 19 | AMERIPRISE FINANCIAL INC | 14,654 | 197,000 | 0.60% | ||
| 20 | CREDIT SUISSE AG/ | 14,000 | 188,000 | 0.57% | ||
| 21 | Horizon Kinetics LLC | 10,440 | 140,000 | 0.42% | ||
| 22 | MACKAY SHIELDS LLC | 10,000 | 134,000 | 0.41% | ||
| 23 | Edge Wealth Management LLC | 9,741 | 131,000 | 0.40% | ||
| 24 | Financial Architects, Inc | 4,000 | 54,000 | 0.16% | ||
| 25 | Community Bank, N.A. | 3,849 | 52,000 | 0.16% | ||
| 26 | ADVISOR GROUP, INC. | 2,000 | 27,000 | 0.08% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.05% | ||
| 28 | MSI Financial Services Inc | 1,200 | 16,000 | 0.05% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 13,000 | 0.04% | ||
| 30 | DEUTSCHE BANK AG\ | 386 | 5,000 | 0.02% | ||
| 31 | SARGENT BICKHAM LAGUDIS LLC | 333 | 4,000 | 0.01% | ||
| 32 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
