| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 164,782 | 2,221,000 | 35.44% | ||
| 2 | Invesco Ltd. | 61,120 | 824,000 | 13.15% | ||
| 3 | Focused Wealth Management, Inc | 40,831 | 550,000 | 8.78% | ||
| 4 | Harbour Capital Advisors, LLC | 36,150 | 487,000 | 7.77% | ||
| 5 | CITIGROUP INC | 30,525 | 411,000 | 6.56% | ||
| 6 | Joel Isaacson & Co., LLC | 30,000 | 404,000 | 6.45% | ||
| 7 | UBS AG | 25,123 | 339,000 | 5.41% | ||
| 8 | MORGAN STANLEY | 19,321 | 260,000 | 4.15% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,512 | 250,000 | 3.99% | ||
| 10 | M&R CAPITAL MANAGEMENT INC | 13,500 | 182,000 | 2.90% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 8,868 | 120,000 | 1.91% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 5,121 | 69,000 | 1.10% | ||
| 13 | Edge Wealth Management LLC | 4,268 | 58,000 | 0.93% | ||
| 14 | ROYAL BANK OF CANADA | 3,157 | 43,000 | 0.69% | ||
| 15 | ADIRONDACK TRUST CO | 2,000 | 27,000 | 0.43% | ||
| 16 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.21% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 8,471 | 0.14% | ||
| 18 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
