| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 376,034 | 5,231,000 | 34.95% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 100,815 | 1,402,000 | 9.37% | ||
| 3 | UBS Group AG | 92,506 | 1,287,000 | 8.60% | ||
| 4 | CITIGROUP INC | 68,070 | 947,000 | 6.33% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 61,575 | 857,000 | 5.73% | ||
| 6 | Focused Wealth Management, Inc | 45,813 | 637,000 | 4.26% | ||
| 7 | Laurion Capital Management LP | 34,515 | 480,000 | 3.21% | ||
| 8 | Invesco Ltd. | 32,770 | 456,000 | 3.05% | ||
| 9 | Curi Capital, LLC | 29,403 | 409,000 | 2.73% | ||
| 10 | Harbour Capital Advisors, LLC | 29,150 | 405,000 | 2.71% | ||
| 11 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 26,458 | 368,000 | 2.46% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 25,922 | 360,000 | 2.40% | ||
| 13 | MORGAN STANLEY | 25,846 | 360,000 | 2.40% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,692 | 330,000 | 2.20% | ||
| 15 | LPL Financial LLC | 16,065 | 224,000 | 1.50% | ||
| 16 | DOLIVER ADVISORS, LP | 15,954 | 222,000 | 1.48% | ||
| 17 | MSI Financial Services Inc | 13,037 | 181,000 | 1.21% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 12,848 | 179,000 | 1.20% | ||
| 19 | ROYAL BANK OF CANADA | 12,750 | 177,000 | 1.18% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,430 | 173,000 | 1.16% | ||
| 21 | WELLS FARGO & COMPANY/MN | 11,698 | 163,000 | 1.09% | ||
| 22 | Creative Planning | 5,726 | 80,000 | 0.53% | ||
| 23 | ADVISOR GROUP, INC. | 1,920 | 27,000 | 0.18% | ||
| 24 | IFP ADVISORS, INC | 1,032 | 14,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
