| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 189,730 | 2,652,000 | 35.77% | ||
| 2 | Invesco Ltd. | 78,777 | 1,101,000 | 14.85% | ||
| 3 | Focused Wealth Management, Inc | 39,861 | 557,000 | 7.51% | ||
| 4 | Harbour Capital Advisors, LLC | 33,150 | 463,000 | 6.24% | ||
| 5 | MORGAN STANLEY | 32,568 | 455,000 | 6.14% | ||
| 6 | CITIGROUP INC | 30,525 | 427,000 | 5.76% | ||
| 7 | Joel Isaacson & Co., LLC | 30,000 | 419,000 | 5.65% | ||
| 8 | UBS AG | 26,186 | 366,000 | 4.94% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 21,019 | 294,000 | 3.97% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,542 | 245,000 | 3.30% | ||
| 11 | M&R CAPITAL MANAGEMENT INC | 13,500 | 189,000 | 2.55% | ||
| 12 | Edge Wealth Management LLC | 4,268 | 59,000 | 0.80% | ||
| 13 | WELLS FARGO & COMPANY/MN | 4,094 | 57,000 | 0.77% | ||
| 14 | ROYAL BANK OF CANADA | 3,157 | 44,000 | 0.59% | ||
| 15 | ADIRONDACK TRUST CO | 2,000 | 28,000 | 0.38% | ||
| 16 | NEXT Financial Group, Inc | 1,920 | 27,000 | 0.36% | ||
| 17 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.18% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 647 | 9,043 | 0.12% | ||
| 19 | Creative Planning | 667 | 9,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
