| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 353,367 | 5,675,000 | 38.54% | ||
| 2 | UBS Group AG | 130,842 | 2,101,000 | 14.27% | ||
| 3 | CITIGROUP INC | 90,580 | 1,455,000 | 9.88% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 63,604 | 1,021,000 | 6.93% | ||
| 5 | Focused Wealth Management, Inc | 39,804 | 639,000 | 4.34% | ||
| 6 | Invesco Ltd. | 39,455 | 634,000 | 4.31% | ||
| 7 | Joel Isaacson & Co., LLC | 30,000 | 482,000 | 3.27% | ||
| 8 | Harbour Capital Advisors, LLC | 29,150 | 468,000 | 3.18% | ||
| 9 | LPL Financial LLC | 27,965 | 443,000 | 3.01% | ||
| 10 | MORGAN STANLEY | 24,655 | 396,000 | 2.69% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,692 | 380,000 | 2.58% | ||
| 12 | MSI Financial Services Inc | 21,471 | 345,000 | 2.34% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 12,848 | 206,000 | 1.40% | ||
| 14 | ROYAL BANK OF CANADA | 12,751 | 205,000 | 1.39% | ||
| 15 | WELLS FARGO & COMPANY/MN | 6,303 | 101,000 | 0.69% | ||
| 16 | Creative Planning | 5,726 | 92,000 | 0.62% | ||
| 17 | ADVISOR GROUP, INC. | 1,920 | 31,000 | 0.21% | ||
| 18 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,500 | 24,000 | 0.16% | ||
| 19 | SARGENT BICKHAM LAGUDIS LLC | 1,517 | 23,000 | 0.16% | ||
| 20 | Tower Research Capital LLC (TRC) | 229 | 4,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
