| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 301,045 | 5,015,000 | 36.13% | ||
| 2 | UBS Group AG | 124,412 | 2,073,000 | 14.93% | ||
| 3 | CITIGROUP INC | 72,080 | 1,201,000 | 8.65% | ||
| 4 | Invesco Ltd. | 62,547 | 1,042,000 | 7.51% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 52,375 | 873,000 | 6.29% | ||
| 6 | Focused Wealth Management, Inc | 39,189 | 653,000 | 4.70% | ||
| 7 | Harbour Capital Advisors, LLC | 30,150 | 502,000 | 3.62% | ||
| 8 | Joel Isaacson & Co., LLC | 30,000 | 500,000 | 3.60% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,192 | 403,000 | 2.90% | ||
| 10 | MSI Financial Services Inc | 22,671 | 378,000 | 2.72% | ||
| 11 | MORGAN STANLEY | 21,842 | 364,000 | 2.62% | ||
| 12 | LPL Financial LLC | 17,066 | 285,000 | 2.05% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 12,848 | 214,000 | 1.54% | ||
| 14 | ROYAL BANK OF CANADA | 12,751 | 212,000 | 1.53% | ||
| 15 | WELLS FARGO & COMPANY/MN | 4,428 | 74,000 | 0.53% | ||
| 16 | Creative Planning | 3,726 | 62,000 | 0.45% | ||
| 17 | ADVISOR GROUP, INC. | 1,920 | 31,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
