| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 229,234 | 3,572,000 | 31.05% | ||
| 2 | UBS Group AG | 155,028 | 2,415,000 | 20.99% | ||
| 3 | Invesco Ltd. | 73,782 | 1,150,000 | 10.00% | ||
| 4 | CITIGROUP INC | 64,390 | 1,003,000 | 8.72% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 41,574 | 648,000 | 5.63% | ||
| 6 | Focused Wealth Management, Inc | 36,676 | 571,000 | 4.96% | ||
| 7 | Harbour Capital Advisors, LLC | 30,650 | 478,000 | 4.15% | ||
| 8 | Joel Isaacson & Co., LLC | 30,000 | 467,000 | 4.06% | ||
| 9 | MORGAN STANLEY | 26,734 | 417,000 | 3.62% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,692 | 370,000 | 3.22% | ||
| 11 | MSI Financial Services Inc | 9,520 | 148,000 | 1.29% | ||
| 12 | WELLS FARGO & COMPANY/MN | 4,528 | 71,000 | 0.62% | ||
| 13 | Creative Planning | 3,726 | 58,000 | 0.50% | ||
| 14 | ROYAL BANK OF CANADA | 2,901 | 45,000 | 0.39% | ||
| 15 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 31,000 | 0.27% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 1,920 | 30,000 | 0.26% | ||
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,500 | 23,000 | 0.20% | ||
| 18 | Tower Research Capital LLC (TRC) | 540 | 8,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
