| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 215,151 | 3,148,000 | 32.46% | ||
| 2 | UBS Group AG | 142,369 | 2,082,000 | 21.47% | ||
| 3 | Invesco Ltd. | 67,619 | 989,000 | 10.20% | ||
| 4 | CITIGROUP INC | 53,240 | 779,000 | 8.03% | ||
| 5 | Focused Wealth Management, Inc | 34,019 | 498,000 | 5.14% | ||
| 6 | Harbour Capital Advisors, LLC | 32,536 | 476,000 | 4.91% | ||
| 7 | Joel Isaacson & Co., LLC | 30,000 | 439,000 | 4.53% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 28,415 | 416,000 | 4.29% | ||
| 9 | MORGAN STANLEY | 25,471 | 373,000 | 3.85% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,042 | 308,000 | 3.18% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,527 | 66,000 | 0.68% | ||
| 12 | ROYAL BANK OF CANADA | 2,901 | 42,000 | 0.43% | ||
| 13 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 29,000 | 0.30% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 1,920 | 28,000 | 0.29% | ||
| 15 | MSI Financial Services Inc | 908 | 13,000 | 0.13% | ||
| 16 | Creative Planning | 767 | 11,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
