| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 181,812 | 2,611,000 | 30.49% | ||
| 2 | UBS Group AG | 86,899 | 1,248,000 | 14.57% | ||
| 3 | Invesco Ltd. | 86,664 | 1,244,000 | 14.53% | ||
| 4 | Focused Wealth Management, Inc | 39,446 | 566,000 | 6.61% | ||
| 5 | CITIGROUP INC | 36,525 | 524,000 | 6.12% | ||
| 6 | Harbour Capital Advisors, LLC | 33,150 | 476,000 | 5.56% | ||
| 7 | Joel Isaacson & Co., LLC | 30,000 | 431,000 | 5.03% | ||
| 8 | MORGAN STANLEY | 28,966 | 416,000 | 4.86% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 23,132 | 333,000 | 3.89% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,542 | 252,000 | 2.94% | ||
| 11 | Virtu KCG Holdings LLC | 14,929 | 214,000 | 2.50% | ||
| 12 | Edge Wealth Management LLC | 4,268 | 61,000 | 0.71% | ||
| 13 | WELLS FARGO & COMPANY/MN | 4,094 | 59,000 | 0.69% | ||
| 14 | ROYAL BANK OF CANADA | 3,157 | 45,000 | 0.53% | ||
| 15 | ADIRONDACK TRUST CO | 2,000 | 29,000 | 0.34% | ||
| 16 | Genesis Wealth Advisors, LLC | 1,042 | 15,359 | 0.18% | ||
| 17 | D.A. DAVIDSON & CO. | 1,000 | 14,000 | 0.16% | ||
| 18 | Creative Planning | 667 | 10,000 | 0.12% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 656 | 9,423 | 0.11% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 321 | 5,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
