| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 198,074 | 2,764,000 | 31.23% | ||
| 2 | UBS Group AG | 111,717 | 1,561,000 | 17.64% | ||
| 3 | Invesco Ltd. | 77,639 | 1,085,000 | 12.26% | ||
| 4 | CITIGROUP INC | 53,170 | 741,000 | 8.37% | ||
| 5 | Focused Wealth Management, Inc | 35,604 | 498,000 | 5.63% | ||
| 6 | Harbour Capital Advisors, LLC | 32,536 | 455,000 | 5.14% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 30,376 | 424,000 | 4.79% | ||
| 8 | Joel Isaacson & Co., LLC | 30,000 | 419,000 | 4.73% | ||
| 9 | MORGAN STANLEY | 28,320 | 396,000 | 4.47% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,042 | 294,000 | 3.32% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,428 | 62,000 | 0.70% | ||
| 12 | ROYAL BANK OF CANADA | 2,901 | 41,000 | 0.46% | ||
| 13 | MSI Financial Services Inc | 2,512 | 35,000 | 0.40% | ||
| 14 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 28,000 | 0.32% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,920 | 26,842 | 0.30% | ||
| 16 | Genesis Wealth Advisors, LLC | 1,042 | 14,567 | 0.16% | ||
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 469 | 7,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
