| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,873,490 | 33,196,000 | 16.04% | ||
| 2 | Karpus Management, Inc. | 2,836,440 | 24,308,000 | 11.74% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 2,673,132 | 22,909,000 | 11.07% | ||
| 4 | Gramercy Funds Management LLC | 1,698,736 | 14,558,000 | 7.03% | ||
| 5 | Bulldog Investors, LLP | 1,678,920 | 14,388,000 | 6.95% | ||
| 6 | MORGAN STANLEY | 1,436,649 | 12,312,000 | 5.95% | ||
| 7 | GOLDMAN SACHS GROUP INC | 1,430,038 | 12,255,000 | 5.92% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 1,374,708 | 11,781,000 | 5.69% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 908,575 | 7,786,000 | 3.76% | ||
| 10 | Sculptor Capital LP | 754,548 | 6,466,000 | 3.12% | ||
| 11 | CSS LLC/IL | 676,498 | 5,798,000 | 2.80% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 627,222 | 5,375,000 | 2.60% | PRN | |
| 13 | Shaker Financial Services, LLC | 549,715 | 4,711,000 | 2.28% | ||
| 14 | SG Americas Securities, LLC | 297,943 | 2,553,000 | 1.23% | ||
| 15 | MSI Financial Services Inc | 287,367 | 2,463,000 | 1.19% | ||
| 16 | SENTINEL TRUST CO LBA | 251,383 | 2,154,000 | 1.04% | ||
| 17 | HSBC HOLDINGS PLC | 183,770 | 1,575,000 | 0.76% | ||
| 18 | ROYAL BANK OF CANADA | 172,783 | 1,481,000 | 0.72% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 169,130 | 1,448,000 | 0.70% | ||
| 20 | STEADFAST CAPITAL MANAGEMENT LP | 157,228 | 1,347,000 | 0.65% | ||
| 21 | SRH ADVISORS, LLC | 155,308 | 1,331,000 | 0.64% | ||
| 22 | Ancora Advisors LLC | 0 | 1,321,000 | 0.64% | ||
| 23 | DALTON GREINER HARTMAN MAHER & CO | 141,095 | 1,209,000 | 0.58% | ||
| 24 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 1,014,000 | 0.49% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 103,222 | 884,000 | 0.43% | ||
| 26 | RAFFLES ASSOCIATES LP | 102,834 | 881,000 | 0.43% | ||
| 27 | BOSTON PROVIDENT, L.P. | 99,402 | 852,000 | 0.41% | ||
| 28 | WELLS FARGO & COMPANY/MN | 94,567 | 810,000 | 0.39% | ||
| 29 | BNP PARIBAS FINANCIAL MARKETS | 85,662 | 734,123 | 0.35% | ||
| 30 | Aviance Capital Partners, LLC | 84,886 | 727,000 | 0.35% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 83,627 | 716,000 | 0.35% | ||
| 32 | LPL Financial LLC | 75,737 | 645,000 | 0.31% | ||
| 33 | Stratos Wealth Partners, LTD. | 71,863 | 613,000 | 0.30% | ||
| 34 | JBF Capital, Inc. | 70,906 | 608,000 | 0.29% | ||
| 35 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 64,552 | 553,000 | 0.27% | ||
| 36 | Sterneck Capital Management, LLC | 63,624 | 545,000 | 0.26% | ||
| 37 | WEDBUSH SECURITIES INC | 52,165 | 447,000 | 0.22% | ||
| 38 | GUGGENHEIM CAPITAL LLC | 41,980 | 360,000 | 0.17% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 39,310 | 336,887 | 0.16% | ||
| 40 | D.A. DAVIDSON & CO. | 37,539 | 321,000 | 0.16% | ||
| 41 | TFS CAPITAL LLC | 34,109 | 292,000 | 0.14% | ||
| 42 | Roundview Capital LLC | 32,373 | 277,000 | 0.13% | ||
| 43 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 29,355 | 252,000 | 0.12% | ||
| 44 | WFG Advisors, LP | 28,656 | 246,000 | 0.12% | ||
| 45 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 25,467 | 218,000 | 0.11% | ||
| 46 | CITIGROUP INC | 23,961 | 205,000 | 0.10% | ||
| 47 | Context Capital Management, LLC | 23,978 | 205,000 | 0.10% | ||
| 48 | SIGNATUREFD, LLC | 22,582 | 194,000 | 0.09% | ||
| 49 | Veritable, L.P. | 17,676 | 151,000 | 0.07% | ||
| 50 | Modera Wealth Management, LLC | 16,769 | 144,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
