| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 757,862 | 6,161,000 | 11.53% | ||
| 2 | Bulldog Investors, LLP | 737,947 | 6,000,000 | 11.23% | ||
| 3 | Gramercy Funds Management LLC | 669,319 | 5,442,000 | 10.18% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 624,937 | 5,081,000 | 9.51% | ||
| 5 | MORGAN STANLEY | 614,159 | 4,994,000 | 9.34% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 593,243 | 4,823,000 | 9.02% | ||
| 7 | Karpus Management, Inc. | 437,160 | 3,554,000 | 6.65% | ||
| 8 | GOLDMAN SACHS GROUP INC | 349,248 | 2,839,000 | 5.31% | ||
| 9 | BNP PARIBAS FINANCIAL MARKETS | 196,203 | 1,640,260 | 3.07% | ||
| 10 | MIDAS MANAGEMENT CORP | 185,383 | 1,507,000 | 2.82% | ||
| 11 | HSBC HOLDINGS PLC | 183,770 | 1,494,000 | 2.80% | ||
| 12 | SENTINEL TRUST CO LBA | 169,437 | 1,378,000 | 2.58% | ||
| 13 | MSI Financial Services Inc | 148,298 | 1,206,000 | 2.26% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 143,031 | 1,163,000 | 2.18% | ||
| 15 | DALTON GREINER HARTMAN MAHER & CO | 131,470 | 1,069,000 | 2.00% | ||
| 16 | SG Americas Securities, LLC | 100,472 | 817,000 | 1.53% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 62,627 | 509,000 | 0.95% | ||
| 18 | Ancora Advisors LLC | 59,700 | 485,000 | 0.91% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 57,027 | 463,000 | 0.87% | ||
| 20 | ROYAL BANK OF CANADA | 51,127 | 416,000 | 0.78% | ||
| 21 | TFS CAPITAL LLC | 49,020 | 399,000 | 0.75% | ||
| 22 | SRH ADVISORS, LLC | 45,428 | 369,000 | 0.69% | ||
| 23 | CSS LLC/IL | 42,485 | 345,000 | 0.65% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 39,000 | 317,070 | 0.59% | ||
| 25 | WELLS FARGO & COMPANY/MN | 32,401 | 263,000 | 0.49% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 21,644 | 176,000 | 0.33% | ||
| 27 | SHEPHERD KAPLAN KROCHUK, LLC | 14,260 | 116,000 | 0.22% | ||
| 28 | LPL Financial LLC | 13,223 | 108,000 | 0.20% | ||
| 29 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,840 | 104,000 | 0.19% | ||
| 30 | Commonwealth Equity Services, Inc | 11,385 | 93,000 | 0.17% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,097 | 33,000 | 0.06% | ||
| 32 | Evercore Wealth Management, LLC | 3,000 | 24,000 | 0.04% | ||
| 33 | SIGNATUREFD, LLC | 3,000 | 24,000 | 0.04% | ||
| 34 | CITIGROUP INC | 2,389 | 20,000 | 0.04% | ||
| 35 | D.A. DAVIDSON & CO. | 1,557 | 12,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
