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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 193 Institutional holders with a total value of $755,893,753.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 7,419,106 82,352,000 10.89%
2 VANGUARD GROUP INC 6,791,032 75,381,000 9.97%
3 JPMORGAN CHASE & CO 4,013,833 44,554,000 5.89%
4 THORNBURG INVESTMENT MANAGEMENT INC 3,509,027 38,950,000 5.15%
5 JENNISON ASSOCIATES LLC 2,520,256 27,975,000 3.70%
6 NORTHERN TRUST CORP 2,315,189 25,698,000 3.40%
7 EDGE ASSET MANAGEMENT, INC 2,309,030 25,630,000 3.39%
8 BlackRock Institutional Trust Company, N.A. 2,275,148 25,254,000 3.34%
9 STATE STREET CORP 2,256,085 25,045,000 3.31%
10 Paradice Investment Management LLC 1,991,941 22,111,000 2.93%
11 AMERICAN CENTURY COMPANIES INC 1,958,398 21,738,000 2.88%
12 Invesco Ltd. 1,737,755 19,289,000 2.55%
13 PRINCIPAL FINANCIAL GROUP INC 1,662,273 18,451,000 2.44%
14 UBS Group AG 1,634,549 18,144,000 2.40%
15 FIRST TRUST ADVISORS LP 1,532,614 17,012,000 2.25%
16 Global X Management CO LLC 1,479,873 16,427,000 2.17%
17 WEDGE CAPITAL MANAGEMENT L L P/NC 1,388,178 15,409,000 2.04%
18 Bank of New York Mellon Corp 1,367,601 15,180,000 2.01%
19 LSV ASSET MANAGEMENT 1,351,464 15,001,000 1.98%
20 NORGES BANK 943,276 10,470,000 1.39%
21 GEODE CAPITAL MANAGEMENT, LLC 907,840 10,077,000 1.33%
22 PRUDENTIAL FINANCIAL INC 796,784 8,844,000 1.17%
23 SEGALL BRYANT & HAMILL, LLC 750,636 8,332,000 1.10%
24 RUSSELL FRANK CO/ 706,737 7,846,000 1.04%
25 AMERIPRISE FINANCIAL INC 675,308 7,497,000 0.99%
26 Aperio Group, LLC 582,087 6,461,000 0.85%
27 Allianz Asset Management GmbH 572,459 6,378,000 0.84%
28 Smith, Graham & Co., Investment Advisors, LP 446,322 4,954,000 0.66%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 410,907 4,562,000 0.60%
30 BlackRock Investment Management, LLC 399,765 4,437,000 0.59%
31 Barnett & Company, Inc. 389,768 4,326,000 0.57%
32 Nationwide Fund Advisors 386,983 4,296,000 0.57%
33 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 369,167 4,097,000 0.54%
34 VAN ECK ASSOCIATES CORP 338,896 3,762,000 0.50%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 338,530 3,758,000 0.50%
36 ROYAL BANK OF CANADA 313,899 3,484,000 0.46%
37 RAYMOND JAMES & ASSOCIATES 310,141 3,443,000 0.46%
38 DEUTSCHE BANK AG\ 304,138 3,373,000 0.45%
39 GUGGENHEIM CAPITAL LLC 297,973 3,308,000 0.44%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 286,900 3,185,000 0.42%
41 WASATCH ADVISORS LP 274,000 3,041,000 0.40%
42 CRAWFORD INVESTMENT COUNSEL INC 270,929 3,007,000 0.40%
43 ANALYTIC INVESTORS, LLC 262,533 2,914,000 0.39%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 258,993 2,875,000 0.38%
45 MORGAN STANLEY 226,216 2,510,000 0.33%
46 PENN MUTUAL LIFE INSURANCE CO 225,000 2,502,000 0.33%
47 RENAISSANCE TECHNOLOGIES LLC 216,800 2,406,000 0.32%
48 COMERICA BANK 193,288 2,146,000 0.28%
49 NEW YORK STATE COMMON RETIREMENT FUND 188,601 2,093,000 0.28%
50 BANK OF AMERICA CORP /DE/ 179,584 1,994,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.