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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 206 Institutional holders with a total value of $625,825,801.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 SII INVESTMENTS INC/WI 38,161 379,000 0.06%
102 D. E. Shaw & Co., Inc. 40,734 395,000 0.06%
103 Quantbot Technologies LP 42,090 408,000 0.07%
104 Louisiana State Employees Retirement System 42,500 412,000 0.07%
105 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 43,900 426,000 0.07%
106 BLACKROCK ADVISORS LLC 44,071 427,000 0.07%
107 TELEMUS CAPITAL, LLC 44,190 429,000 0.07%
108 PEAK6 Group LLC 45,900 445,000 0.07% Call
109 IFC Holdings Incorporated/FL 45,658 450,000 0.07%
110 THRIVENT FINANCIAL FOR LUTHERANS 47,170 458,000 0.07%
111 ROYAL BANK OF CANADA 49,723 482,000 0.08%
112 BANK OF AMERICA CORP /DE/ 49,757 483,000 0.08%
113 Arizona State Retirement System 49,863 484,000 0.08%
114 DOHENY ASSET MANAGEMENT /CA 50,000 485,000 0.08%
115 Maple Capital Management, Inc. 53,675 521,000 0.08%
116 MANUFACTURERS LIFE INSURANCE COMPANY, THE 56,574 549,000 0.09%
117 NISA INVESTMENT ADVISORS, LLC 58,000 563,000 0.09%
118 LADENBURG THALMANN FINANCIAL SERVICES INC. 64,435 625,000 0.10%
119 PUBLIC SECTOR PENSION INVESTMENT BOARD 66,010 640,000 0.10%
120 METROPOLITAN LIFE INSURANCE CO/NY 66,909 649,000 0.10%
121 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 67,927 659,000 0.11%
122 Sterling Capital Management LLC 71,145 690,000 0.11%
123 AMERICAN INTERNATIONAL GROUP, INC. 71,162 690,271 0.11%
124 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 71,369 692,000 0.11%
125 TEXAS PERMANENT SCHOOL FUND CORP 73,364 712,000 0.11%
126 IndexIQ Advisors LLC 76,461 742,000 0.12%
127 State of Tennessee, Department of Treasury 76,605 743,000 0.12%
128 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 84,650 821,000 0.13%
129 NEW YORK STATE COMMON RETIREMENT FUND 89,300 866,000 0.14%
130 CARNICK & KUBIK GROUP, LLC 92,376 896,000 0.14%
131 Taylor Frigon Capital Management LLC 92,762 900,000 0.14%
132 COMERICA BANK 95,551 993,000 0.16%
133 CONFLUENCE INVESTMENT MANAGEMENT LLC 110,509 1,072,000 0.17%
134 Legal & General Group Plc 113,748 1,100,000 0.18%
135 CLINTON GROUP INC 116,272 1,128,000 0.18%
136 Century Capital Management, LLC 116,908 1,134,000 0.18%
137 MENTA CAPITAL LLC 123,380 1,197,000 0.19%
138 CANADA LIFE ASSURANCE Co 125,199 1,213,000 0.19%
139 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 130,200 1,263,000 0.20%
140 BlackRock Group LTD 131,159 1,271,000 0.20%
141 CREDIT SUISSE AG/ 131,471 1,275,000 0.20%
142 South Dakota Investment Council 133,900 1,299,000 0.21%
143 FIRST TRUST ADVISORS LP 136,745 1,326,000 0.21%
144 SHELL ASSET MANAGEMENT CO 143,265 1,390,000 0.22%
145 SUSQUEHANNA INTERNATIONAL GROUP, LLP 144,455 1,401,000 0.22%
146 AQR CAPITAL MANAGEMENT LLC 144,793 1,404,000 0.22%
147 CRAWFORD INVESTMENT COUNSEL INC 146,292 1,419,000 0.23%
148 ALLIANCEBERNSTEIN L.P. 147,247 1,428,000 0.23%
149 RHUMBLINE ADVISERS 149,803 1,453,000 0.23%
150 LOS ANGELES CAPITAL MANAGEMENT LLC 149,795 1,453,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.