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CATALYST PHARMACEUTICALS INC
CATALYST PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 73 Institutional holders with a total value of $43,267,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 500 1,000 0.00%
2 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,500 2,000 0.00%
3 BANK OF AMERICA CORP /DE/ 1,459 2,000 0.00%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 2,000 0.00%
5 BlackRock Finance, Inc. 3,042 3,000 0.01%
6 GENEOS WEALTH MANAGEMENT INC. 2,500 3,000 0.01%
7 Walleye Trading LLC 2,600 3,000 0.01%
8 BANK OF MONTREAL /CAN/ 2,500 3,000 0.01%
9 BlackRock Japan Co. Ltd 3,407 4,000 0.01%
10 Vantage Investment Advisors, LLC 3,000 4,000 0.01%
11 Tower Research Capital LLC (TRC) 4,489 5,000 0.01%
12 CUTLER GROUP LLC / CA 5,646 6,000 0.01%
13 MORGAN STANLEY 7,440 9,000 0.02%
14 Virtu KCG Holdings LLC 10,146 12,000 0.03%
15 Legal & General Group Plc 10,410 12,000 0.03%
16 PRINCIPAL FINANCIAL GROUP INC 12,745 15,000 0.03%
17 TFS CAPITAL LLC 13,792 16,000 0.04%
18 Creative Planning 13,831 16,000 0.04%
19 New England Private Wealth Advisors LLC 15,554 18,000 0.04%
20 HBK Sorce Advisory LLC 21,109 25,000 0.06%
21 GUGGENHEIM CAPITAL LLC 23,355 27,000 0.06%
22 STRS OHIO 24,100 28,000 0.06%
23 JACOBS LEVY EQUITY MANAGEMENT, INC 25,800 30,000 0.07%
24 WELLS FARGO & COMPANY/MN 26,056 30,000 0.07%
25 CORRADO ADVISORS, LLC 27,100 32,000 0.07%
26 Commonwealth Equity Services, Inc 29,553 35,000 0.08%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,830 38,000 0.09%
28 MILLENNIUM MANAGEMENT LLC 35,048 41,000 0.09%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 41,332 48,000 0.11%
30 Raymond James Financial Services Advisors, Inc. 43,002 50,000 0.12%
31 VOYA INVESTMENT MANAGEMENT LLC 42,497 50,000 0.12%
32 AMERICAN INTERNATIONAL GROUP, INC. 44,119 52,000 0.12%
33 AGRAN LIBBIE 44,200 56,000 0.13%
34 Nationwide Fund Advisors 48,423 57,000 0.13%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 54,176 60,000 0.14%
36 PERCEPTIVE ADVISORS LLC 51,200 60,000 0.14%
37 SG Americas Securities, LLC 54,123 63,000 0.15%
38 TWO SIGMA INVESTMENTS, LP 61,434 72,000 0.17%
39 CITADEL ADVISORS LLC 63,270 74,000 0.17%
40 NEW YORK STATE COMMON RETIREMENT FUND 68,800 80,000 0.18%
41 CITIGROUP INC 73,612 86,000 0.20%
42 RHUMBLINE ADVISERS 76,641 90,000 0.21%
43 CREDIT SUISSE AG/ 98,128 115,000 0.27%
44 GOLDMAN SACHS GROUP INC 101,855 119,000 0.28%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 107,345 126,000 0.29%
46 TEACHERS ADVISORS, LLC 110,543 129,000 0.30%
47 Weiss Multi-Strategy Advisers LLC 122,000 143,000 0.33%
48 Employees Retirement System of Texas 138,000 161,000 0.37%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 162,381 190,000 0.44%
50 OXFORD ASSET MANAGEMENT LLP 174,581 204,000 0.47%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.