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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 7 Institutional holders with a total value of $147,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 737,700 73,305,000 49.70% Call
2 Timber Hill LLC 258,900 25,727,000 17.44% Call
3 Assured Investment Management LLC 234,100 23,263,000 15.77% Call
4 BALYASNY ASSET MANAGEMENT L.P. 150,000 14,906,000 10.11% Call
5 Virtu KCG Holdings LLC 84,900 8,437,000 5.72% Call
6 SG Americas Securities, LLC 326,900 1,870,000 1.27% Call
7 PIERSHALE FINANCIAL GROUP, INC. 3 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.