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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 10 Institutional holders with a total value of $135,390,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 1,221,600 93,501,000 69.06% Call
2 Timber Hill LLC 319,600 24,462,000 18.07% Call
3 GROUP ONE TRADING LLC 117,000 8,955,000 6.61% Call
4 JPMORGAN CHASE & CO 50,000 3,827,000 2.83% Call
5 Allianz Asset Management GmbH 46,000 3,521,000 2.60% Call
6 SIMPLEX TRADING, LLC 1,908 1,017,000 0.75% Call
7 TLP GROUP LLC 10,600 56,000 0.04% Call
8 SG Americas Securities, LLC 42,900 28,000 0.02% Call
9 SUNNYMEATH ASSET MANAGEMENT, INC. 80 19,000 0.01% Call
10 TRAIL RIDGE CAPITAL LLC 29 4,000 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.