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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 5 Institutional holders with a total value of $102,027,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 415,500 45,152,000 44.25% Call
2 Assured Investment Management LLC 234,100 25,440,000 24.93% Call
3 Timber Hill LLC 228,400 24,820,000 24.33% Call
4 Virtu KCG Holdings LLC 32,100 3,488,000 3.42% Call
5 SG Americas Securities, LLC 342,600 3,127,000 3.06% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.