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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 11 Institutional holders with a total value of $113,827,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 709,300 48,204,000 42.35% Call
2 Timber Hill LLC 419,800 28,530,000 25.06% Call
3 JPMORGAN CHASE & CO 387,100 26,307,000 23.11% Call
4 GROUP ONE TRADING LLC 52,200 3,548,000 3.12% Call
5 Virtu KCG Holdings LLC 43,000 2,922,000 2.57% Call
6 Allianz Asset Management GmbH 30,900 2,100,000 1.84% Call
7 MUFG Securities EMEA plc 30,000 2,038,000 1.79% Call
8 SIMPLEX TRADING, LLC 1,043 127,000 0.11% Call
9 TLP GROUP LLC 10,600 29,000 0.03% Call
10 SG Americas Securities, LLC 342,300 22,000 0.02% Call
11 SUNNYMEATH ASSET MANAGEMENT, INC. 3 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.