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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 7 Institutional holders with a total value of $53,145,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Timber Hill LLC 294,800 26,169,000 49.24% Call
2 Allianz Asset Management GmbH 155,400 13,795,000 25.96% Call
3 GROUP ONE TRADING LLC 115,900 10,288,000 19.36% Call
4 SIMPLEX TRADING, LLC 3,621 2,333,000 4.39% Call
5 SG Americas Securities, LLC 108,700 399,000 0.75% Call
6 TLP GROUP LLC 10,600 126,000 0.24% Call
7 SUNNYMEATH ASSET MANAGEMENT, INC. 80 35,000 0.07% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.