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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 6 Institutional holders with a total value of $84,224,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 455,200 45,078,000 53.52% Call
2 Timber Hill LLC 190,200 18,836,000 22.36% Call
3 Laurion Capital Management LP 150,000 14,855,000 17.64% Call
4 PEAK6 Group LLC 29,100 2,882,000 3.42% Call
5 Virtu KCG Holdings LLC 16,500 1,634,000 1.94% Call
6 SG Americas Securities, LLC 1,591,800 939,000 1.11% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.