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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 9 Institutional holders with a total value of $104,188,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 804,600 52,589,000 50.48% Call
2 Timber Hill LLC 414,300 27,079,000 25.99% Call
3 JPMORGAN CHASE & CO 287,100 18,765,000 18.01% Call
4 Virtu KCG Holdings LLC 38,800 2,536,000 2.43% Call
5 MUFG Securities EMEA plc 30,000 1,960,000 1.88% Call
6 Allianz Asset Management GmbH 11,500 752,000 0.72% Call
7 SIMPLEX TRADING, LLC 2,360 291,000 0.28% Call
8 GROUP ONE TRADING LLC 2,700 176,000 0.17% Call
9 SG Americas Securities, LLC 348,600 40,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.