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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 7 Institutional holders with a total value of $117,074,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 961,700 81,571,000 69.67% Call
2 Timber Hill LLC 312,400 26,498,000 22.63% Call
3 Allianz Asset Management GmbH 34,400 2,918,000 2.49% Call
4 Virtu KCG Holdings LLC 33,500 2,841,000 2.43% Call
5 MUFG Securities EMEA plc 30,000 2,544,000 2.17% Call
6 SG Americas Securities, LLC 367,700 509,000 0.43% Call
7 SIMPLEX TRADING, LLC 599 193,000 0.16% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.