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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 7 Institutional holders with a total value of $107,452,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 969,700 77,605,000 72.22% Call
2 Timber Hill LLC 278,800 22,312,000 20.76% Call
3 Virtu KCG Holdings LLC 37,500 3,001,000 2.79% Call
4 Allianz Asset Management GmbH 27,600 2,209,000 2.06% Call
5 Marathon Trading Investment Management LLC 20,000 1,600,000 1.49% Call
6 SIMPLEX TRADING, LLC 1,287 538,000 0.50% Call
7 SG Americas Securities, LLC 139,500 187,000 0.17% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.