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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 9 Institutional holders with a total value of $113,864,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TLP GROUP LLC 10,600 45,000 0.04% Call
2 SOCIETE GENERALE 108,700 113,000 0.10% Call
3 SG Americas Securities, LLC 108,700 113,000 0.10% Call
4 SIMPLEX TRADING, LLC 3,668 841,000 0.74% Call
5 GROUP ONE TRADING LLC 33,100 2,509,000 2.20% Call
6 Allianz Asset Management GmbH 103,100 7,816,000 6.86% Call
7 JPMORGAN CHASE & CO 135,400 10,265,000 9.02% Call
8 Timber Hill LLC 264,700 20,067,000 17.62% Call
9 CITADEL ADVISORS LLC 951,000 72,095,000 63.32% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.