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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 8 Institutional holders with a total value of $45,678,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 67,300 34,000 0.07% Call
2 SIMPLEX TRADING, LLC 3,682 476,000 1.04% Call
3 JPMORGAN CHASE & CO 22,030 2,044,000 4.47% Call
4 Hudson Bay Capital Management LP 61,700 5,723,000 12.53% Call
5 GROUP ONE TRADING LLC 75,900 7,040,000 15.41% Call
6 Timber Hill LLC 90,100 8,358,000 18.30% Call
7 Allianz Asset Management GmbH 107,200 9,944,000 21.77% Call
8 ASSENAGON ASSET MANAGEMENT S.A. 130,000 12,059,000 26.40% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.