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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $17,752,738.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 219,912 7,486,000 42.17%
2 LPL Financial LLC 66,979 2,280,000 12.84%
3 WELLS FARGO & COMPANY/MN 49,557 1,687,000 9.50%
4 Robert W. Baird & Co. Inc 43,848 1,493,000 8.41%
5 Orion Porfolio Solutions, LLC 31,000 1,055,000 5.94%
6 Cetera Advisors LLC 19,387 660,000 3.72%
7 Timber Hill LLC 18,720 637,000 3.59%
8 Cetera Advisor Networks LLC 17,820 610,000 3.44%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,235 587,000 3.31%
10 UBS AG 8,648 294,000 1.66%
11 Commonwealth Equity Services, Inc 7,718 263,000 1.48%
12 BANK OF AMERICA CORP /DE/ 4,481 153,000 0.86%
13 CITIGROUP INC 3,598 122,000 0.69%
14 AMERICAN INTERNATIONAL GROUP, INC. 2,783 94,738 0.53%
15 DEUTSCHE BANK AG\ 2,700 91,000 0.51%
16 AMERIPRISE FINANCIAL INC 2,176 74,000 0.42%
17 ROYAL BANK OF CANADA 1,735 59,000 0.33%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,412 48,000 0.27%
19 D.A. DAVIDSON & CO. 1,300 44,000 0.25%
20 MSI Financial Services Inc 355 12,000 0.07%
21 Tower Research Capital LLC (TRC) 99 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.