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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 47 Institutional holders with a total value of $123,839,232.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 664,336 26,667,000 21.53%
2 LPL Financial LLC 427,984 17,038,000 13.76%
3 WELLS FARGO & COMPANY/MN 272,375 10,933,000 8.83%
4 UBS Group AG 220,429 8,848,000 7.14%
5 Raymond James Financial Services Advisors, Inc. 215,150 8,636,000 6.97%
6 Yellowstone Partners, LLC 175,285 7,036,000 5.68%
7 BANK OF AMERICA CORP /DE/ 155,918 6,259,000 5.05%
8 First Allied Advisory Services, Inc. 127,861 5,132,000 4.14%
9 Cetera Advisor Networks LLC 127,773 5,129,000 4.14%
10 ROYAL BANK OF CANADA 89,304 3,585,000 2.89%
11 IFC Holdings Incorporated/FL 82,037 3,292,000 2.66%
12 IFP ADVISORS, INC 73,062 2,933,000 2.37%
13 Orion Porfolio Solutions, LLC 61,011 2,449,000 1.98%
14 MSI Financial Services Inc 40,279 1,617,000 1.31%
15 WAYNE HUMMER INVESTMENTS L.L.C. 38,198 1,533,000 1.24%
16 AMERIPRISE FINANCIAL INC 31,607 1,269,000 1.02%
17 Stratos Wealth Partners, LTD. 29,503 1,184,000 0.96%
18 HL FINANCIAL SERVICES LLC 29,037 1,165,000 0.94%
19 RAYMOND JAMES & ASSOCIATES 28,545 1,146,000 0.93%
20 Commonwealth Equity Services, Inc 26,630 1,069,000 0.86%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,795 796,000 0.64%
22 Janney Montgomery Scott LLC 18,727 752,000 0.61%
23 STIFEL FINANCIAL CORP 18,679 750,000 0.61%
24 Private Advisor Group, LLC 17,855 711,000 0.57%
25 Cambridge Investment Research Advisors, Inc. 12,513 502,000 0.41%
26 Advisory Services Network, LLC 10,236 411,000 0.33%
27 Sigma Planning Corp 9,567 384,000 0.31%
28 ADVISOR GROUP, INC. 8,973 360,000 0.29%
29 CITIGROUP INC 8,930 358,000 0.29%
30 Regal Investment Advisors LLC 7,743 311,000 0.25%
31 SII INVESTMENTS INC/WI 6,990 279,000 0.23%
32 INVESTMENT CENTERS OF AMERICA INC 6,854 275,000 0.22%
33 M&T BANK CORP 5,358 215,000 0.17%
34 Moors & Cabot, Inc. 5,074 202,000 0.16%
35 NEXT Financial Group, Inc 3,341 134,000 0.11%
36 ENVESTNET ASSET MANAGEMENT INC 3,198 128,000 0.10%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,565 103,000 0.08%
38 Winslow, Evans & Crocker, Inc. 1,650 66,232 0.05%
39 PNC FINANCIAL SERVICES GROUP, INC. 1,276 51,000 0.04%
40 CENTRAL TRUST Co 775 31,000 0.03%
41 GENEOS WEALTH MANAGEMENT INC. 699 28,000 0.02%
42 WFG Advisors, LP 500 20,000 0.02%
43 US BANCORP \DE\ 460 18,000 0.01%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 344 14,000 0.01%
45 BENJAMIN F. EDWARDS & COMPANY, INC. 300 12,000 0.01%
46 D.A. DAVIDSON & CO. 205 8,000 0.01%
47 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.