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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $34,160,645.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 288,089 10,864,000 31.80%
2 LPL Financial LLC 145,443 5,520,000 16.16%
3 Cetera Advisor Networks LLC 70,739 2,730,000 7.99%
4 Orion Porfolio Solutions, LLC 54,000 2,036,000 5.96%
5 Moors & Cabot, Inc. 14,785 1,833,000 5.37%
6 WELLS FARGO & COMPANY/MN 41,667 1,571,000 4.60%
7 UBS Group AG 34,152 1,288,000 3.77%
8 JANE STREET GROUP, LLC 33,391 1,259,000 3.69%
9 BAIRD FINANCIAL GROUP, INC. 21,198 799,000 2.34%
10 BANK OF AMERICA CORP /DE/ 19,887 750,000 2.20%
11 ROYAL BANK OF CANADA 16,543 624,000 1.83%
12 Commonwealth Equity Services, Inc 14,533 548,000 1.60%
13 Timber Hill LLC 13,687 516,000 1.51%
14 Virtu KCG Holdings LLC 12,565 474,000 1.39%
15 AMERIPRISE FINANCIAL INC 11,657 440,000 1.29%
16 RAYMOND JAMES & ASSOCIATES 10,311 389,000 1.14%
17 SII INVESTMENTS INC/WI 8,100 306,000 0.90%
18 Cambridge Investment Research Advisors, Inc. 8,038 303,000 0.89%
19 Yellowstone Partners, LLC 7,846 296,000 0.87%
20 IFC Holdings Incorporated/FL 7,589 292,000 0.85%
21 MANAGED ACCOUNT ADVISORS LLC 6,805 257,000 0.75%
22 AMERICAN INTERNATIONAL GROUP, INC. 6,700 252,645 0.74%
23 Cetera Advisors LLC 5,860 220,000 0.64%
24 D.A. DAVIDSON & CO. 3,700 139,000 0.41%
25 CITIGROUP INC 3,632 137,000 0.40%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,404 128,000 0.37%
27 NEXT Financial Group, Inc 1,370 51,000 0.15%
28 PNC FINANCIAL SERVICES GROUP, INC. 1,229 46,000 0.13%
29 Transamerica Financial Advisors, LLC 622 24,000 0.07%
30 MSI Financial Services Inc 570 22,000 0.06%
31 WFG Advisors, LP 500 19,000 0.06%
32 Tower Research Capital LLC (TRC) 400 15,000 0.04%
33 Plante Moran Financial Advisors, LLC 325 12,000 0.04%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.