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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $98,016,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 628,266 24,653,000 25.15%
2 MORGAN STANLEY 449,326 17,699,000 18.06%
3 UBS Group AG 227,829 8,974,000 9.16%
4 BANK OF AMERICA CORP /DE/ 148,752 5,859,000 5.98%
5 First Allied Advisory Services, Inc. 112,917 4,448,000 4.54%
6 Raymond James Financial Services Advisors, Inc. 108,673 4,281,000 4.37%
7 RAYMOND JAMES & ASSOCIATES 95,822 3,774,000 3.85%
8 Yellowstone Partners, LLC 92,083 3,627,000 3.70%
9 Cetera Advisor Networks LLC 82,323 3,246,000 3.31%
10 IFC Holdings Incorporated/FL 70,824 2,813,000 2.87%
11 WELLS FARGO & COMPANY/MN 65,192 2,568,000 2.62%
12 ENVESTNET ASSET MANAGEMENT INC 56,157 2,212,000 2.26%
13 Orion Porfolio Solutions, LLC 54,000 2,127,000 2.17%
14 IFP ADVISORS, INC 47,076 1,854,000 1.89%
15 ROYAL BANK OF CANADA 44,152 1,739,000 1.77%
16 AMERICAN INTERNATIONAL GROUP, INC. 27,634 1,089,000 1.11%
17 Commonwealth Equity Services, Inc 20,681 815,000 0.83%
18 VSR Financial Services, Inc. 18,210 717,000 0.73%
19 Private Advisor Group, LLC 16,269 641,000 0.65%
20 AMERIPRISE FINANCIAL INC 15,630 616,000 0.63%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,634 577,000 0.59%
22 CITIGROUP INC 14,182 559,000 0.57%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,663 499,000 0.51%
24 Cambridge Investment Research Advisors, Inc. 10,307 406,000 0.41%
25 Janney Montgomery Scott LLC 8,808 347,000 0.35%
26 SII INVESTMENTS INC/WI 8,655 343,000 0.35%
27 Sigma Planning Corp 8,415 331,000 0.34%
28 HL FINANCIAL SERVICES LLC 6,781 267,000 0.27%
29 D.A. DAVIDSON & CO. 6,264 246,000 0.25%
30 Moors & Cabot, Inc. 5,050 202,000 0.21%
31 MSI Financial Services Inc 3,968 156,000 0.16%
32 NEXT Financial Group, Inc 2,106 82,000 0.08%
33 PNC FINANCIAL SERVICES GROUP, INC. 1,400 55,000 0.06%
34 Argentus Capital Management, LLC 978 39,000 0.04%
35 Winslow, Evans & Crocker, Inc. 900 35,451 0.04%
36 GENEOS WEALTH MANAGEMENT INC. 697 27,000 0.03%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 658 26,000 0.03%
38 Transamerica Financial Advisors, LLC 627 25,000 0.03%
39 WFG Advisors, LP 500 20,000 0.02%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 300 12,000 0.01%
41 INTEGRATED WEALTH MANAGEMENT 100 9,000 0.01%
42 Tower Research Capital LLC (TRC) 24 1,000 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.