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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 24 Institutional holders with a total value of $22,391,623.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 231,083 8,212,000 36.67%
2 LPL Financial LLC 68,842 2,410,000 10.76%
3 WELLS FARGO & COMPANY/MN 46,680 1,659,000 7.41%
4 Cetera Advisor Networks LLC 43,651 1,553,000 6.94%
5 Robert W. Baird & Co. Inc 34,040 1,210,000 5.40% SH
6 Moors & Cabot, Inc. 12,910 1,186,000 5.30%
7 Orion Porfolio Solutions, LLC 31,000 1,102,000 4.92%
8 BANK OF AMERICA CORP /DE/ 30,204 1,073,000 4.79%
9 ROYAL BANK OF CANADA 18,132 645,000 2.88%
10 Timber Hill LLC 17,801 633,000 2.83%
11 UBS AG 15,888 565,000 2.52%
12 Virtu KCG Holdings LLC 12,157 431,000 1.92%
13 Cetera Advisors LLC 10,228 363,000 1.62%
14 Commonwealth Equity Services, Inc 7,731 275,000 1.23%
15 First Allied Advisory Services, Inc. 6,752 239,000 1.07%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,473 231,000 1.03%
17 AMERIPRISE FINANCIAL INC 3,951 140,000 0.63%
18 CITIGROUP INC 3,598 128,000 0.57%
19 AMERICAN INTERNATIONAL GROUP, INC. 2,719 96,623 0.43%
20 DEUTSCHE BANK AG\ 2,000 71,000 0.32%
21 D.A. DAVIDSON & CO. 1,800 63,000 0.28%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,412 50,000 0.22%
23 Private Advisor Group, LLC 1,200 43,000 0.19%
24 MSI Financial Services Inc 356 13,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.