Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 33 Institutional holders with a total value of $80,832,380.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 864,109 33,009,000 40.84%
2 LPL Financial LLC 305,601 11,564,000 14.31%
3 UBS Group AG 170,492 6,513,000 8.06%
4 BANK OF AMERICA CORP /DE/ 163,593 6,249,000 7.73%
5 RAYMOND JAMES & ASSOCIATES 89,307 3,412,000 4.22%
6 Cetera Advisor Networks LLC 82,925 3,167,000 3.92%
7 WELLS FARGO & COMPANY/MN 67,820 2,591,000 3.21%
8 Orion Porfolio Solutions, LLC 54,000 2,063,000 2.55%
9 Raymond James Financial Services Advisors, Inc. 48,524 1,854,000 2.29%
10 IFP ADVISORS, INC 46,791 1,787,000 2.21%
11 Yellowstone Partners, LLC 36,152 1,381,000 1.71%
12 ROYAL BANK OF CANADA 32,642 1,247,000 1.54%
13 AMERICAN INTERNATIONAL GROUP, INC. 24,731 944,000 1.17%
14 AMERIPRISE FINANCIAL INC 22,052 842,000 1.04%
15 Commonwealth Equity Services, Inc 20,473 782,000 0.97%
16 ENVESTNET ASSET MANAGEMENT INC 19,441 743,000 0.92%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,658 484,000 0.60%
18 Cambridge Investment Research Advisors, Inc. 8,238 315,000 0.39%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,823 298,000 0.37%
20 Timber Hill LLC 7,441 284,000 0.35%
21 Private Advisor Group, LLC 7,094 271,000 0.34%
22 Janney Montgomery Scott LLC 6,277 240,000 0.30%
23 D.A. DAVIDSON & CO. 5,400 206,000 0.25%
24 CITIGROUP INC 4,910 188,000 0.23%
25 PNC FINANCIAL SERVICES GROUP, INC. 3,160 121,000 0.15%
26 NEXT Financial Group, Inc 2,106 80,000 0.10%
27 MSI Financial Services Inc 1,579 60,000 0.07%
28 Argentus Capital Management, LLC 1,300 50,000 0.06%
29 Winslow, Evans & Crocker, Inc. 900 34,380 0.04%
30 Transamerica Financial Advisors, LLC 625 24,000 0.03%
31 WFG Advisors, LP 500 19,000 0.02%
32 Tower Research Capital LLC (TRC) 257 10,000 0.01%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.