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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 28 Institutional holders with a total value of $34,293,819.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 307,131 11,846,000 34.54%
2 LPL Financial LLC 117,525 4,505,000 13.14%
3 Cetera Advisor Networks LLC 70,739 2,730,000 7.96%
4 Moors & Cabot, Inc. 21,427 2,199,000 6.41%
5 Orion Porfolio Solutions, LLC 54,000 2,083,000 6.07%
6 WELLS FARGO & COMPANY/MN 43,400 1,674,000 4.88%
7 Robert W. Baird & Co. Inc 37,315 1,439,000 4.20%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,957 1,194,000 3.48%
9 JANE STREET GROUP, LLC 29,302 1,130,000 3.30%
10 UBS Group AG 28,010 1,080,000 3.15%
11 BANK OF AMERICA CORP /DE/ 18,279 705,000 2.06%
12 Timber Hill LLC 14,197 548,000 1.60%
13 Commonwealth Equity Services, Inc 14,175 547,000 1.60%
14 MANAGED ACCOUNT ADVISORS LLC 12,518 483,000 1.41%
15 RAYMOND JAMES & ASSOCIATES 11,220 433,000 1.26%
16 AMERIPRISE FINANCIAL INC 10,799 417,000 1.22%
17 ROYAL BANK OF CANADA 8,528 329,000 0.96%
18 Cambridge Investment Research Advisors, Inc. 7,895 305,000 0.89%
19 CITIGROUP INC 3,740 145,000 0.42%
20 D.A. DAVIDSON & CO. 3,700 142,000 0.41%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,628 101,000 0.29%
22 AMERICAN INTERNATIONAL GROUP, INC. 2,329 89,819 0.26%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,091 81,000 0.24%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 820 32,000 0.09%
25 Transamerica Financial Advisors, LLC 621 24,000 0.07%
26 MSI Financial Services Inc 499 19,000 0.06%
27 Plante Moran Financial Advisors, LLC 325 13,000 0.04%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.