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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 49 Institutional holders with a total value of $142,243,338.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 582,506 23,771,000 16.71%
2 LPL Financial LLC 478,316 19,625,000 13.80%
3 WELLS FARGO & COMPANY/MN 317,160 12,943,000 9.10%
4 ADVANTAGE INVESTMENT MANAGEMENT, LLC 253,679 10,353,000 7.28%
5 UBS Group AG 219,157 8,944,000 6.29%
6 Raymond James Financial Services Advisors, Inc. 217,320 8,869,000 6.24%
7 BANK OF AMERICA CORP /DE/ 200,298 8,174,000 5.75%
8 RAYMOND JAMES & ASSOCIATES 193,435 7,894,000 5.55%
9 Cetera Advisor Networks LLC 106,842 4,358,000 3.06%
10 ROYAL BANK OF CANADA 100,335 4,095,000 2.88%
11 BAIRD FINANCIAL GROUP, INC. 98,438 4,017,000 2.82%
12 First Allied Advisory Services, Inc. 84,105 3,432,000 2.41%
13 IFC Holdings Incorporated/FL 82,545 3,367,000 2.37%
14 IFP ADVISORS, INC 75,716 3,090,000 2.17%
15 AMERIPRISE FINANCIAL INC 52,585 2,146,000 1.51%
16 Orion Porfolio Solutions, LLC 52,011 2,123,000 1.49%
17 MSI Financial Services Inc 33,452 1,365,000 0.96%
18 Commonwealth Equity Services, Inc 32,168 1,313,000 0.92%
19 HL FINANCIAL SERVICES LLC 30,705 1,253,000 0.88%
20 Stratos Wealth Partners, LTD. 30,078 1,227,000 0.86%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,443 1,038,000 0.73%
22 STIFEL FINANCIAL CORP 21,509 877,000 0.62%
23 Janney Montgomery Scott LLC 20,881 852,000 0.60%
24 SUNTRUST BANKS INC 18,752 764,000 0.54%
25 ADVISOR GROUP, INC. 17,900 731,000 0.51%
26 INTELLECTUS PARTNERS, LLC 14,890 608,000 0.43%
27 D.A. DAVIDSON & CO. 13,255 540,000 0.38%
28 INVESTMENT CENTERS OF AMERICA INC 11,899 486,000 0.34%
29 JANE STREET GROUP, LLC 11,881 485,000 0.34%
30 WAYNE HUMMER INVESTMENTS L.L.C. 11,884 485,000 0.34%
31 Sigma Planning Corp 10,486 428,000 0.30%
32 CITIGROUP INC 9,787 399,000 0.28%
33 NORTHWEST WEALTH MANAGEMENT, LLC 8,667 354,000 0.25%
34 VOYA FINANCIAL ADVISORS, INC. 7,626 313,000 0.22%
35 Regal Investment Advisors LLC 7,273 297,000 0.21%
36 SII INVESTMENTS INC/WI 6,925 281,000 0.20%
37 M&T BANK CORP 5,358 219,000 0.15%
38 NEXT Financial Group, Inc 4,686 191,000 0.13%
39 US BANCORP \DE\ 3,306 135,000 0.09%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,240 91,000 0.06%
41 Winslow, Evans & Crocker, Inc. 1,650 67,338 0.05%
42 ENVESTNET ASSET MANAGEMENT INC 1,631 67,000 0.05%
43 PNC FINANCIAL SERVICES GROUP, INC. 1,282 52,000 0.04%
44 GENEOS WEALTH MANAGEMENT INC. 950 38,000 0.03%
45 CENTRAL TRUST Co 775 32,000 0.02%
46 FIFTH THIRD BANCORP 760 31,000 0.02%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 500 20,000 0.01%
48 IHT WEALTH MANAGEMENT, LLC 81 3,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.