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FIRST TR EXCHANGE TRADED
FIRST TR EXCHANGE TRADED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $23,958,480.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 251,852 9,636,000 40.22%
2 LPL Financial LLC 84,000 3,214,000 13.41%
3 Moors & Cabot, Inc. 22,156 1,969,000 8.22%
4 WELLS FARGO & COMPANY/MN 46,617 1,783,000 7.44%
5 Robert W. Baird & Co. Inc 34,333 1,314,000 5.48%
6 ROYAL BANK OF CANADA 32,167 1,231,000 5.14%
7 Orion Porfolio Solutions, LLC 31,000 1,186,000 4.95%
8 UBS Group AG 19,742 755,000 3.15%
9 Timber Hill LLC 16,297 624,000 2.60%
10 Commonwealth Equity Services, Inc 11,512 440,000 1.84%
11 BANK OF AMERICA CORP /DE/ 11,428 437,000 1.82%
12 First Allied Advisory Services, Inc. 8,497 325,000 1.36%
13 AMERIPRISE FINANCIAL INC 7,270 278,000 1.16%
14 Cetera Advisors LLC 5,483 210,000 0.88%
15 CITIGROUP INC 3,598 139,000 0.58%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,558 136,146 0.57%
17 D.A. DAVIDSON & CO. 2,600 99,000 0.41%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,827 70,000 0.29%
19 NATIONAL PLANNING CORP 1,286 48,334 0.20%
20 DEUTSCHE BANK AG\ 1,000 38,000 0.16%
21 MSI Financial Services Inc 360 14,000 0.06%
22 Plante Moran Financial Advisors, LLC 325 12,000 0.05%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.