Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $48,188,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 553,154 19,836,000 41.16%
2 BANK OF AMERICA CORP /DE/ 165,337 5,929,000 12.30%
3 LPL Financial LLC 132,794 4,901,000 10.17%
4 Cetera Advisor Networks LLC 95,186 3,416,000 7.09%
5 Orion Porfolio Solutions, LLC 54,000 1,936,000 4.02%
6 Moors & Cabot, Inc. 14,404 1,456,000 3.02%
7 UBS Group AG 34,536 1,238,000 2.57%
8 WELLS FARGO & COMPANY/MN 31,334 1,124,000 2.33%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,177 1,119,000 2.32%
10 Yellowstone Partners, LLC 27,702 993,000 2.06%
11 ROYAL BANK OF CANADA 19,092 685,000 1.42%
12 AMERICAN INTERNATIONAL GROUP, INC. 16,754 601,000 1.25%
13 Raymond James Financial Services Advisors, Inc. 15,718 564,000 1.17%
14 Commonwealth Equity Services, Inc 14,548 522,000 1.08%
15 Virtu KCG Holdings LLC 13,596 488,000 1.01%
16 RAYMOND JAMES & ASSOCIATES 12,881 462,000 0.96%
17 CITADEL ADVISORS LLC 10,932 392,000 0.81%
18 Timber Hill LLC 10,238 367,000 0.76%
19 ENVESTNET ASSET MANAGEMENT INC 9,733 349,000 0.72%
20 SII INVESTMENTS INC/WI 8,732 316,000 0.66%
21 AMERIPRISE FINANCIAL INC 8,454 303,000 0.63%
22 IFC Holdings Incorporated/FL 8,156 292,000 0.61%
23 Private Advisor Group, LLC 6,614 237,000 0.49%
24 D.A. DAVIDSON & CO. 4,700 168,000 0.35%
25 CITIGROUP INC 4,388 157,000 0.33%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,900 140,000 0.29%
27 PNC FINANCIAL SERVICES GROUP, INC. 2,396 86,000 0.18%
28 NEXT Financial Group, Inc 1,370 49,000 0.10%
29 Transamerica Financial Advisors, LLC 624 23,000 0.05%
30 MSI Financial Services Inc 573 21,000 0.04%
31 WFG Advisors, LP 500 18,000 0.04%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.