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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $98,016,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 24 1,000 0.00%
3 INTEGRATED WEALTH MANAGEMENT 100 9,000 0.01%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 300 12,000 0.01%
5 WFG Advisors, LP 500 20,000 0.02%
6 Transamerica Financial Advisors, LLC 627 25,000 0.03%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 658 26,000 0.03%
8 GENEOS WEALTH MANAGEMENT INC. 697 27,000 0.03%
9 Winslow, Evans & Crocker, Inc. 900 35,451 0.04%
10 Argentus Capital Management, LLC 978 39,000 0.04%
11 PNC FINANCIAL SERVICES GROUP, INC. 1,400 55,000 0.06%
12 NEXT Financial Group, Inc 2,106 82,000 0.08%
13 MSI Financial Services Inc 3,968 156,000 0.16%
14 Moors & Cabot, Inc. 5,050 202,000 0.21%
15 D.A. DAVIDSON & CO. 6,264 246,000 0.25%
16 HL FINANCIAL SERVICES LLC 6,781 267,000 0.27%
17 Sigma Planning Corp 8,415 331,000 0.34%
18 SII INVESTMENTS INC/WI 8,655 343,000 0.35%
19 Janney Montgomery Scott LLC 8,808 347,000 0.35%
20 Cambridge Investment Research Advisors, Inc. 10,307 406,000 0.41%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,663 499,000 0.51%
22 CITIGROUP INC 14,182 559,000 0.57%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,634 577,000 0.59%
24 AMERIPRISE FINANCIAL INC 15,630 616,000 0.63%
25 Private Advisor Group, LLC 16,269 641,000 0.65%
26 VSR Financial Services, Inc. 18,210 717,000 0.73%
27 Commonwealth Equity Services, Inc 20,681 815,000 0.83%
28 AMERICAN INTERNATIONAL GROUP, INC. 27,634 1,089,000 1.11%
29 ROYAL BANK OF CANADA 44,152 1,739,000 1.77%
30 IFP ADVISORS, INC 47,076 1,854,000 1.89%
31 Orion Porfolio Solutions, LLC 54,000 2,127,000 2.17%
32 ENVESTNET ASSET MANAGEMENT INC 56,157 2,212,000 2.26%
33 WELLS FARGO & COMPANY/MN 65,192 2,568,000 2.62%
34 IFC Holdings Incorporated/FL 70,824 2,813,000 2.87%
35 Cetera Advisor Networks LLC 82,323 3,246,000 3.31%
36 Yellowstone Partners, LLC 92,083 3,627,000 3.70%
37 RAYMOND JAMES & ASSOCIATES 95,822 3,774,000 3.85%
38 Raymond James Financial Services Advisors, Inc. 108,673 4,281,000 4.37%
39 First Allied Advisory Services, Inc. 112,917 4,448,000 4.54%
40 BANK OF AMERICA CORP /DE/ 148,752 5,859,000 5.98%
41 UBS Group AG 227,829 8,974,000 9.16%
42 MORGAN STANLEY 449,326 17,699,000 18.06%
43 LPL Financial LLC 628,266 24,653,000 25.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.