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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 126 Institutional holders with a total value of $1,661,001,434.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,225 2,488,000 0.15%
52 Private Advisor Group, LLC 38,835 2,341,000 0.14%
53 Cambridge Investment Research Advisors, Inc. 35,728 2,154,000 0.13%
54 DEUTSCHE BANK AG\ 35,119 2,115,000 0.13%
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,630 2,088,000 0.13%
56 PALLADIEM, LLC 34,486 2,079,000 0.13%
57 THRIVENT FINANCIAL FOR LUTHERANS 32,635 2,017,000 0.12%
58 NATIONAL PLANNING CORP 32,025 1,949,362 0.12%
59 Prospera Financial Services Inc 26,590 1,603,000 0.10%
60 BECK CAPITAL MANAGEMENT, LLC 26,580 1,602,000 0.10%
61 First Heartland Consultants, Inc. 25,863 1,559,000 0.09%
62 B. Riley Wealth Management, Inc. 24,605 1,483,000 0.09%
63 ATWOOD & PALMER INC 21,520 1,298,000 0.08%
64 RFG Advisory, LLC 19,748 1,191,000 0.07%
65 BAROMETER CAPITAL MANAGEMENT INC. 18,300 1,103,000 0.07%
66 AVIANCE CAPITAL MANAGEMENT, LLC 17,775 1,072,000 0.06%
67 Dynamic Advisor Solutions LLC 17,554 1,058,000 0.06%
68 COLUMBIA CAPITAL LLC 16,857 1,016,000 0.06%
69 Regal Investment Advisors LLC 16,680 1,006,000 0.06%
70 SPC Financial, Inc. 16,595 1,001,000 0.06%
71 Visionary Asset Management, Inc. 15,516 936,000 0.06%
72 Transamerica Financial Advisors, LLC 13,705 827,000 0.05%
73 Ironsides Asset Advisors, LLC 13,450 811,000 0.05%
74 MILLENNIUM MANAGEMENT LLC 13,149 793,000 0.05%
75 DAVENPORT & Co LLC 13,042 786,302 0.05%
76 Consolidated Investment Group LLC 12,278 740,000 0.04%
77 OPTIMUM INVESTMENT ADVISORS 11,900 717,000 0.04%
78 Moors & Cabot, Inc. 11,798 709,000 0.04%
79 FormulaFolio Investments, LLC 10,973 662,000 0.04%
80 INVESTMENT CENTERS OF AMERICA INC 10,642 642,000 0.04%
81 Cetera Advisors LLC 10,499 633,000 0.04%
82 Horizon Investments, LLC 9,998 603,000 0.04%
83 FOUNDERS FINANCIAL SECURITIES LLC 9,991 602,000 0.04%
84 FIRST FINANCIAL CORP /IN/ 9,725 586,000 0.04%
85 Virtu Financial LLC 9,424 568,000 0.03%
86 Winslow, Evans & Crocker, Inc. 9,048 545,444 0.03%
87 WFG Advisors, LP 7,887 475,000 0.03%
88 Cetera Advisor Networks LLC 7,763 467,000 0.03%
89 B. Riley Wealth Advisors, Inc. 7,613 459,000 0.03%
90 NEXT Financial Group, Inc 7,451 449,000 0.03%
91 NEW ENGLAND SECURITIES CORP /MA/ 5,806 350,000 0.02%
92 WEDBUSH SECURITIES INC 5,766 348,000 0.02%
93 INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 5,554 335,000 0.02%
94 Simplicity Solutions, LLC 5,523 332,982 0.02%
95 RAYMOND JAMES TRUST N.A. 5,487 331,000 0.02%
96 REGIONS FINANCIAL CORP 5,463 329,000 0.02%
97 MARINER INDEPENDENT ADVISOR NETWORK, LLC 5,424 327,013 0.02%
98 M&T BANK CORP 5,391 325,000 0.02%
99 Concorde Asset Management, LLC 5,368 325,000 0.02%
100 Creative Planning 5,161 311,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.