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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 138 Institutional holders with a total value of $553,180,881.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Simplicity Solutions, LLC 3,884 236,000 0.04%
102 Creative Planning 3,815 232,000 0.04%
103 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,600 219,000 0.04% Put
104 BSC PRIVATE WEALTH MANAGEMENT, LLC 3,516 211,000 0.04%
105 FIFTH THIRD BANCORP 1,227 75,000 0.01%
106 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,102 67,000 0.01%
107 BANK OF MONTREAL /CAN/ 895 54,000 0.01%
108 People's United Financial, Inc. 800 49,000 0.01%
109 ADVANTAGE INVESTMENT MANAGEMENT, LLC 760 46,000 0.01%
110 Advisory Services Network, LLC 684 42,000 0.01%
111 Concert Wealth Management Inc. 665 41,000 0.01%
112 Carroll Financial Associates, Inc. 640 38,000 0.01%
113 Hudock, Inc. 600 36,000 0.01%
114 First Horizon Advisors, Inc. 612 35,000 0.01%
115 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 478 29,000 0.01%
116 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 400 24,000 0.00%
117 KRILOGY FINANCIAL LLC 370 23,000 0.00%
118 Johnson Financial Group, Inc. 340 21,000 0.00%
119 Tortoise Investment Management, LLC 342 21,000 0.00%
120 Cable Hill Partners, LLC 335 20,000 0.00%
121 Burt Wealth Advisors 307 18,000 0.00%
122 Riggs Asset Managment Co. Inc. 225 14,000 0.00%
123 Lowe Wealth Advisors, LLC 231 14,000 0.00%
124 CWM, LLC 201 12,000 0.00%
125 MCF Advisors LLC 180 11,000 0.00%
126 Archford Capital Strategies, LLC 166 10,000 0.00%
127 Transamerica Financial Advisors, LLC 142 9,000 0.00%
128 Mariner, LLC 120 7,000 0.00%
129 SIGNATUREFD, LLC 122 7,000 0.00%
130 MOSAIC FAMILY WEALTH, LLC 112 7,000 0.00%
131 JNBA Financial Advisors 122 7,000 0.00%
132 NewSquare Capital LLC 75 5,000 0.00%
133 THRIVENT FINANCIAL FOR LUTHERANS 75 5,000 0.00%
134 FIRST FINANCIAL CORP /IN/ 80 5,000 0.00%
135 LBA Wealth Management, LLC 56 3,000 0.00%
136 BlackRock Finance, Inc. 47 3,000 0.00%
137 ATWOOD & PALMER INC 32 2,000 0.00%
138 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.