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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 86 Institutional holders with a total value of $656,957,251.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 OPPENHEIMER & CO INC 10,700 821,000 0.12%
52 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,351 794,000 0.12%
53 SPC Financial, Inc. 10,315 791,000 0.12%
54 Private Advisor Group, LLC 9,387 720,000 0.11%
55 BANK OF AMERICA CORP /DE/ 8,600 660,000 0.10% Put
56 FOUNDERS FINANCIAL SECURITIES LLC 8,188 628,000 0.10%
57 Horizon Investments, LLC 8,139 624,000 0.09%
58 ATWOOD & PALMER INC 8,030 616,000 0.09%
59 PRINCETON CAPITAL MANAGEMENT LLC 7,368 565,000 0.09%
60 BLAIR WILLIAM & CO/IL 7,095 544,000 0.08%
61 WFG Advisors, LP 7,046 540,000 0.08%
62 BAROMETER CAPITAL MANAGEMENT INC. 7,000 536,000 0.08%
63 Regal Investment Advisors LLC 6,170 473,000 0.07%
64 NEW ENGLAND SECURITIES CORP /MA/ 5,685 436,000 0.07%
65 1919 Investment Counsel, LLC 5,015 385,000 0.06%
66 Perimeter Capital Partners, LLC 4,890 375,000 0.06%
67 WEDBUSH SECURITIES INC 4,515 346,000 0.05%
68 NORTHERN TRUST CORP 4,289 329,000 0.05%
69 Pinnacle Advisory Group, Inc. 5,375 246,000 0.04%
70 NATIONAL PLANNING CORP 2,790 220,000 0.03%
71 Winslow, Evans & Crocker, Inc. 1,600 122,704 0.02%
72 PICTON MAHONEY ASSET MANAGEMENT 1,400 107,000 0.02% SH
73 Creative Planning 1,396 107,000 0.02%
74 CITIGROUP INC 1,401 107,000 0.02%
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 77,000 0.01%
76 Madden Advisory Services, Inc. 920 71,000 0.01%
77 Kavar Capital Partners, LLC 500 38,000 0.01%
78 Fusion Investment Group, LLC 401 31,000 0.00%
79 Hudock, Inc. 353 27,000 0.00%
80 B. Riley Wealth Management, Inc. 235 18,000 0.00%
81 PNC FINANCIAL SERVICES GROUP, INC. 150 12,000 0.00%
82 COMMUNITY FINANCIAL SYSTEM, INC. 112 9,000 0.00%
83 Tortoise Investment Management, LLC 103 8,000 0.00%
84 Evercore Wealth Management, LLC 80 6,000 0.00%
85 MYCIO WEALTH PARTNERS, LLC 50 4,000 0.00%
86 MUFG Americas Holdings Corp 18 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.