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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 95 Institutional holders with a total value of $796,101,634.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Advisors, Inc. 14,979 1,233 0.00%
2 JNBA Financial Advisors 41 3,000 0.00%
3 Evercore Wealth Management, LLC 80 7,000 0.00%
4 Waverly Advisors, LLC 90 7,000 0.00%
5 Tortoise Investment Management, LLC 103 8,000 0.00%
6 COMMUNITY FINANCIAL SYSTEM, INC. 112 9,000 0.00%
7 US BANCORP \DE\ 174 14,000 0.00%
8 FIFTH THIRD BANCORP 310 26,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 379 31,000 0.00%
10 Hudock, Inc. 384 32,000 0.00%
11 B. Riley Wealth Management, Inc. 555 45,000 0.01%
12 MUFG Americas Holdings Corp 585 48,000 0.01%
13 Madden Advisory Services, Inc. 955 79,000 0.01%
14 ENVESTNET ASSET MANAGEMENT INC 1,017 84,000 0.01%
15 Apriem Advisors 1,130 93,000 0.01%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,197 99,000 0.01%
17 PICTON MAHONEY ASSET MANAGEMENT 1,500 123,000 0.02% SH
18 Winslow, Evans & Crocker, Inc. 1,550 127,611 0.02%
19 CITIGROUP INC 1,743 144,000 0.02%
20 Advisors Preferred, LLC 1,831 150,746 0.02%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,223 183,000 0.02%
22 NEXT Financial Group, Inc 2,297 190,000 0.02%
23 Prospera Financial Services Inc 2,550 210,000 0.03%
24 PRINCETON CAPITAL MANAGEMENT LLC 2,818 232,000 0.03%
25 Creative Planning 3,178 262,000 0.03%
26 NATIONAL PLANNING CORP 3,373 278,000 0.03%
27 Virtu Financial LLC 3,543 292,000 0.04%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,998 329,000 0.04%
29 NORTHERN TRUST CORP 4,289 353,000 0.04%
30 Dynamic Advisor Solutions LLC 4,577 377,000 0.05%
31 BROWN ADVISORY INC 4,608 379,000 0.05%
32 WEDBUSH SECURITIES INC 4,710 388,000 0.05%
33 SII INVESTMENTS INC/WI 4,962 405,000 0.05%
34 Perimeter Capital Partners, LLC 4,914 405,000 0.05%
35 1919 Investment Counsel, LLC 5,015 413,000 0.05%
36 Investors Capital Advisory Services 5,339 439,000 0.06%
37 NEW ENGLAND SECURITIES CORP /MA/ 5,635 464,000 0.06%
38 Regal Investment Advisors LLC 6,270 516,000 0.06%
39 Private Advisor Group, LLC 6,675 550,000 0.07%
40 BLAIR WILLIAM & CO/IL 7,095 584,000 0.07%
41 WFG Advisors, LP 7,361 606,000 0.08%
42 Horizon Investments, LLC 7,682 632,000 0.08%
43 FOUNDERS FINANCIAL SECURITIES LLC 7,683 633,000 0.08%
44 BANK OF AMERICA CORP /DE/ 8,600 708,000 0.09% Call
45 Tower Research Capital LLC (TRC) 9,147 753,000 0.09%
46 BANK OF AMERICA CORP /DE/ 10,000 823,000 0.10% Put
47 SPC Financial, Inc. 10,280 846,000 0.11%
48 D.A. DAVIDSON & CO. 10,385 854,000 0.11%
49 ATWOOD & PALMER INC 11,110 915,000 0.11%
50 VSR Financial Services, Inc. 13,152 1,083,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.