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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 111 Institutional holders with a total value of $287,221,084.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Brown Advisory Securities, LLC 4,100 367,000 0.13%
52 WEDBUSH SECURITIES INC 4,256 381,000 0.13%
53 SII INVESTMENTS INC/WI 4,264 381,000 0.13%
54 Cetera Advisors LLC 4,447 400,000 0.14%
55 PNC FINANCIAL SERVICES GROUP, INC. 4,473 400,000 0.14%
56 BB&T SECURITIES, LLC 4,643 415,000 0.14%
57 BAIRD FINANCIAL GROUP, INC. 4,613 427,000 0.15%
58 First Heartland Consultants, Inc. 5,334 477,000 0.17%
59 RAYMOND JAMES TRUST N.A. 5,548 496,000 0.17%
60 CUE ADVISORY SERVICES, INC. 5,979 535,000 0.19%
61 Dynamic Advisor Solutions LLC 6,716 601,000 0.21%
62 Jaffetilchin Investment Partners, LLC 7,005 627,000 0.22%
63 HRT FINANCIAL LP 7,288 651,000 0.23%
64 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,389 661,000 0.23%
65 NOMURA ASSET MANAGEMENT CO LTD 7,453 667,000 0.23%
66 VOYA FINANCIAL ADVISORS, INC. 9,299 826,000 0.29%
67 First Allied Advisory Services, Inc. 9,623 862,000 0.30%
68 Cetera Advisor Networks LLC 9,733 869,000 0.30%
69 Moors & Cabot, Inc. 10,353 927,000 0.32%
70 Hilltop Holdings Inc. 10,846 970,000 0.34%
71 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 13,531 979,000 0.34%
72 OPPENHEIMER & CO INC 11,283 1,009,000 0.35%
73 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,429 1,017,000 0.35%
74 WESPAC Advisors, LLC 11,598 1,037,000 0.36%
75 JPMORGAN CHASE & CO 12,126 1,085,000 0.38%
76 IFP ADVISORS, INC 14,058 1,257,000 0.44%
77 B. Riley Wealth Advisors, Inc. 14,897 1,333,000 0.46%
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,800 1,413,000 0.49% Call
79 JANE STREET GROUP, LLC 15,821 1,415,000 0.49%
80 JUNCTURE WEALTH STRATEGIES, LLC 18,783 1,680,000 0.58%
81 MSI Financial Services Inc 18,985 1,698,000 0.59%
82 Virtu KCG Holdings LLC 19,428 1,738,000 0.61%
83 ADVISOR GROUP, INC. 21,747 1,943,000 0.68%
84 Ancora Advisors LLC 22,219 1,987,000 0.69%
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,683 2,118,000 0.74%
86 ENVESTNET ASSET MANAGEMENT INC 23,900 2,138,000 0.74%
87 Somerset Group LLC 31,319 2,259,000 0.79%
88 CITADEL ADVISORS LLC 28,533 2,552,000 0.89%
89 STIFEL FINANCIAL CORP 30,117 2,696,000 0.94%
90 Timber Hill LLC 30,374 2,717,000 0.95%
91 CREDIT SUISSE AG/ 35,408 3,167,000 1.10%
92 SUNTRUST BANKS INC 40,727 3,642,000 1.27%
93 GOLDMAN SACHS GROUP INC 51,535 4,609,000 1.60%
94 RPG INVESTMENT ADVISORY, LLC 51,941 4,645,000 1.62%
95 Hartford Financial Management Inc. 59,160 5,291,000 1.84%
96 Commonwealth Equity Services, Inc 59,787 5,347,000 1.86%
97 Raymond James Financial Services Advisors, Inc. 60,232 5,387,000 1.88%
98 Tower Research Capital LLC (TRC) 65,115 5,824,000 2.03%
99 ROYAL BANK OF CANADA 69,949 6,257,000 2.18%
100 McKinley Carter Wealth Services, Inc. 73,370 6,562,000 2.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.